DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ccm Investment Advisers, LLC
Latest filing Mar 12, 2026
First filing on the tape Dec 7, 2011 · 28 filings
SEC status approved since Apr 3, 1987
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
65%
$1.0B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$194M
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$1.5B as of Mar 12, 2026
Feb 23, 2012$2.5B then
HNW client RAUM$747M as of Mar 12, 2026
Mar 28, 2018$308M then
State-registered IARs (5.B.3)8 as of Mar 12, 2026
Feb 28, 20135 then
Employees (5.A)11 as of Mar 12, 2026
Feb 28, 201315 then
Private funds: no history
RAUM +18% over the last fiscal year+20% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $194MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 109derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 32%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$747M49%
- Charitable organizations$259M17%
- Individuals$257M17%
- State and municipal entities$223M15%
- Corporations and businesses$25.4M1.7%
- Pension and profit-sharing plans$14.7M1.0%
- Individual clients
- 736reported
- HNW clients
- 137reported
- Pension plan clients
- 7reported
- Charitable clients
- 24reported
- Accounts
- 1,235reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $229M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.65 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Rebecca Folline Rhodes | Columbia, Sc | Jan 22, 2009 | 25 y | 0 |
| Robert Frazer KeyChartered Financial Analyst | Columbia, Sc | Feb 5, 2009 | 32 y | 0 |
| Michael Anthony BurkettChartered Financial Analyst | Columbia, Sc | Feb 5, 2009 | 28 y | 0 |
| Christopher Wilson Antley | Columbia, Sc | Feb 5, 2009 | 36 y | 0 |
| Anthony Franklin Carimi | Columbia, Sc | May 31, 2022 | 16 y | 2 |
| Christian John Leveque | Columbia, Sc | Aug 11, 2023 | 17 y | 2 |
| Richard Joseph Linden | Columbia, Sc | Jul 26, 2024 | 17 y | 2 |
| Mackenzie C. Macklen | Columbia, Sc | Nov 24, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Austin Scott Fulmer to Keen Capital, LtdJul 16, 2025 · RIA to RIA
- Joe Harvey Giltner to Axio Wealth Management, Inc.Dec 16, 2019 · Other
Joined, latest
- Richard Joseph Linden from Southstate Advisory, Inc.Jul 26, 2024 · Other
- Christian John Leveque from Raymond James & Associates, Inc.Aug 11, 2023 · Affiliated broker-dealer or bank to independent RIA
- Anthony Franklin Carimi from Synovus Securities, Inc.May 31, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christopher Antley · Senior Vice President Officer, Directorcontrolsince 03/2019 · owns less than 5%
- Cary Amanda Antonovich · Trustee Of The Big Dog Family Preservation Trust, Member, Treasurer, Director, Trustee Of The Fowler Cary Family Trustcontrolsince 02/2019 · owns less than 5%
- Smith Dixie Bullock · Vice Presidentcontrolsince 09/1986 · owns less than 5%
- Anthony Michael Burkett · Sr. Vice President, Chief Equity Strategistcontrolsince 03/2021 · owns less than 5%
- Franklin Anthony Carimi · Vice Presidentcontrolsince 04/2022 · owns less than 5%
- Elizabeth Carlynn Cary · Trustee Of The Big Dog Family Preservation Trust, Member, Secretary, Director, Trustee Of The Fowler Cary Family Trustcontrolsince 02/2019 · owns less than 5%
- Frazer Robert Key · Senior Client Advisor, Directorcontrolsince 03/2019 · owns less than 5%
- Dele Stephen Kirkland · Trustee Of The Big Dog Family Preservation Trust, Chairmancontrolsince 02/2019 · owns less than 5%
- John Christian Leveque · Senior Vice President, Chief Fixed Income Strategistcontrolsince 03/2023 · owns less than 5%
Entity owners
- Big Dog Family · Owner,Memberdirect · owns 50% to 75%
- Big Dog Family Preservation Trust U/A Dated December 31. 2012 · Owner,Memberdirect · owns 50% to 75%
- Fowler Cary Family Trust · Owner, Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbia, Sc · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 12, 2026BULLOCK, DIXIE, SMITH (VICE PRESIDENT) left Schedule A between the filings of 2023-03-22 and 2026-03-12peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 12, 2026BURKETT, MICHAEL, ANTHONY (SR. VICE PRESIDENT, CHIEF EQUITY STRATEGIST) left Schedule A between the filings of 2023-03-22 and 2026-03-12peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 1,057 to 1,235Apr 4, 2025 to Mar 12, 2026
- Advisory employees · 7 to 8Apr 4, 2025 to Mar 12, 2026
- Charity clients · 32 to 24Apr 4, 2025 to Mar 12, 2026
- HNW clients · 115 to 137Apr 4, 2025 to Mar 12, 2026
- Individual clients · 626 to 736Apr 4, 2025 to Mar 12, 2026
- Pension plan clients · 8 to 7Apr 4, 2025 to Mar 12, 2026
- State-registered IARs · 7 to 8Apr 4, 2025 to Mar 12, 2026
- Discretionary RAUM · $1.3B to $1.5BApr 4, 2025 to Mar 12, 2026
- HNW RAUM · $632M to $747MApr 4, 2025 to Mar 12, 2026
- Individual RAUM · $215M to $257MApr 4, 2025 to Mar 12, 2026
- Pension RAUM · $13.7M to $14.7MApr 4, 2025 to Mar 12, 2026
- RAUM · $1.3B to $1.5BApr 4, 2025 to Mar 12, 2026
- Wrap assets (manager) · $455M to $229MApr 4, 2025 to Mar 12, 2026
- Accounts · 906 to 1,057Oct 30, 2024 to Apr 4, 2025
- Advisory employees · 6 to 7Oct 30, 2024 to Apr 4, 2025
- Charity clients · 33 to 32Oct 30, 2024 to Apr 4, 2025
- Corporate clients · unset to 8.0Oct 30, 2024 to Apr 4, 2025
- HNW clients · 129 to 115Oct 30, 2024 to Apr 4, 2025
- Individual clients · 721 to 626Oct 30, 2024 to Apr 4, 2025
- Pension plan clients · 22 to 8Oct 30, 2024 to Apr 4, 2025
- Financial planning clients · 0 to 11-25Oct 30, 2024 to Apr 4, 2025
- State-registered IARs · 6 to 7Oct 30, 2024 to Apr 4, 2025
- Discretionary RAUM · $1.1B to $1.3BOct 30, 2024 to Apr 4, 2025
- HNW RAUM · $445M to $632MOct 30, 2024 to Apr 4, 2025
- Individual RAUM · $230M to $215MOct 30, 2024 to Apr 4, 2025
- Pension RAUM · $53.7M to $13.7MOct 30, 2024 to Apr 4, 2025
- RAUM · $1.1B to $1.3BOct 30, 2024 to Apr 4, 2025
- Wrap assets (manager) · $108M to $455MOct 30, 2024 to Apr 4, 2025
- Accounts · 820 to 906Mar 22, 2023 to Mar 20, 2024
- Charity clients · 30 to 33Mar 22, 2023 to Mar 20, 2024
- HNW clients · 124 to 129Mar 22, 2023 to Mar 20, 2024
- Individual clients · 644 to 721Mar 22, 2023 to Mar 20, 2024
- Pension plan clients · 21 to 22Mar 22, 2023 to Mar 20, 2024
- Discretionary RAUM · $892M to $1.1BMar 22, 2023 to Mar 20, 2024
- HNW RAUM · $396M to $445MMar 22, 2023 to Mar 20, 2024
- Individual RAUM · $156M to $230MMar 22, 2023 to Mar 20, 2024
- Pension RAUM · $45.7M to $53.7MMar 22, 2023 to Mar 20, 2024
- RAUM · $892M to $1.1BMar 22, 2023 to Mar 20, 2024
- Wrap assets (manager) · $78.5M to $108MMar 22, 2023 to Mar 20, 2024
- Accounts · 801 to 820Sep 19, 2022 to Mar 22, 2023
Signals
12 dated events
- Austin Scott Fulmer left Ccm Investment Advisers, Llc for Keen Capital, Ltd (registered 2024-09-30)Jul 16, 2025 · Advisor changed firm · fact
- Scott Austin Fulmer (Chief Compliance Officer, Vice President) no longer on Schedule A of Ccm Investment Advisers, Llc (listed 2024-03-20, absent 2024-06-03)Jun 3, 2024 · Control person left · inference
- John Christian Leveque (Vice President, Chief Fixed Income Strategist) appeared on Schedule A of Ccm Investment Advisers, LlcMar 22, 2023 · Control person joined · fact
- John Leaphart (Chief Compliance Officer) no longer on Schedule A of Ccm Investment Advisers, Llc (listed 2022-05-04, absent 2022-09-19)Sep 19, 2022 · Control person left · inference
- Franklin Anthony Carimi (Vice President) appeared on Schedule A of Ccm Investment Advisers, LlcMay 4, 2022 · Control person joined · fact
- Ccm Investment Advisers, Llc reported RAUM $856.1M, down 69% from $2.8B (2019-12-16 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Harvey Joe Giltner (Vice President, Chief Economic Strategist) no longer on Schedule A of Ccm Investment Advisers, Llc (listed 2019-03-29, absent 2019-12-16)Dec 16, 2019 · Control person left · inference
- Cary Amanda Antonovich (Trustee Of The Big Dog Family Preservation Trust, Member, Treasurer) appeared on Schedule A of Ccm Investment Advisers, LlcMar 29, 2019 · Control person joined · fact
- Elizabeth Carlynn Cary (Trustee Of The Big Dog Family Preservation Trust, Member, Secretary) appeared on Schedule A of Ccm Investment Advisers, LlcMar 29, 2019 · Control person joined · fact
- Dele Stephen Kirkland (Trustee Of The Big Dog Family Preservation Trust, Chairman) appeared on Schedule A of Ccm Investment Advisers, LlcMar 29, 2019 · Control person joined · fact
- William Fowler Cary (President, Ceo, Managing Member) no longer on Schedule A of Ccm Investment Advisers, Llc (listed 2018-03-28, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Folline Rebecca Rhodes (Regional Marketing Director) no longer on Schedule A of Ccm Investment Advisers, Llc (listed 2018-03-28, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ccminc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- carlynn@ccminc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- amanda@ccminc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- pmills@ccminc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 803-254-9500reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 803-252-9530reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- CCMINC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 803-254-9500reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- ccminc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- ccminc.com/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $194Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026