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D•••• T••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

D•••• T••••• R•••••

Advisor at C••••••• P•••••••

Denver, CO | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:ff3e58be-0e00-0394-f9f5-835c8df4967e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 8, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Nov 3, 2023	n/a	yes	Denver, CO\|OVERLAND PARK, KS	Current employment
U••••• C•••••• F•••••••• A•••••••	Independent wealth	Aug 4, 2021	Jul 24, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• C•••••• F•••••••• A•••••••	C••••••• P•••••••	Jul 24, 2024	Nov 3, 2023	-264	Firm change after gap	RIA to RIA
M••••• S••••••	U••••• C•••••• F•••••••• A•••••••	Jul 8, 2021

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Aug 4, 2021 to Jul 24, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 4, 2016 to Jul 8, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jul 24, 2024
Advisor changed firm
D•••• T••••• R••••• left U••••• C•••••• F•••••••• A••••••• for C••••••• P••••••• (registered 2023-11-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff3e58be-0e00-0394-f9f5-835c8df4967e
First observed: Feb 8, 2016
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.