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S•••• W•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

S•••• W•••••• G•••••

Advisor at R••••• P••••••••• M••••••••• L••

MURRYSVILLE, PA

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Search this name across graphsid dfx:ria:ff3f00f0-3bf0-a1a5-45bd-6ad57aecd462

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• P••••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• P••••••••• M••••••••• L••	State registered	Aug 13, 2021	n/a	yes	MURRYSVILLE, PA	Current employment
T•• R••••••••• G••• F••••••	Independent wealth	Oct 19, 2017	Dec 31, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• R••••••••• G••• F••••••	R••••• P••••••••• M••••••••• L••	Dec 31, 2025	Aug 13, 2021	-1,601	Firm change after gap	RIA to state RIA
B••••••••• A•••• M••••••••• L••	T•• R••••••••• G••• F••••••	Jun 4, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168561:311977:PA:2025-12-31	Dec 31, 2025	Aug 13, 2021	P•••••••••, PA	Firm change after gap

Relationships

Registered with (11)

→ R••••• P••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 13, 2021 to presentfactForm ADV
→ T•• R••••••••• G••• F••••••Registered adviserregistration: previous registration
Oct 19, 2017 to Dec 31, 2025factForm ADV
→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 4, 2016 to Jun 4, 2018factForm ADV
→ H••••• • S••••• A••••••• S••••••• L••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
S•••• W•••••• G••••• left T•• R••••••••• G••• F•••••• for R••••• P••••••••• M••••••••• L•• (registered 2021-08-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff3f00f0-3bf0-a1a5-45bd-6ad57aecd462
First observed: Jan 5, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.