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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

DAVID MARVIN KALT

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Aberdeen, SD | Mansfield, SD

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Search this name across graphsid dfx:ria:ff4a6676-835f-b113-64f0-1b399c4f5304

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 1, 1989
First registration: Mar 12, 2007
Dual registered: yes, broker-dealer
Other names: DAVID M KALT|DAVID MARVIN KALT
IAPD individual key: 1978225

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 15, 2018	n/a	yes	Aberdeen, SD\|Mansfield, SD	Current employment
EIDE BAILLY ADVISORS, LLC	Former SEC adviser	Sep 30, 2010	Dec 31, 2017	no	ABERDEEN, SD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Sep 27, 2010	no	ABERDEEN, SD	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 12, 2007	Jan 1, 2008	no	ABERDEEN, SD\|ST. LOUIS, MO\|ABERDEEN, SD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EIDE BAILLY ADVISORS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 31, 2017	Aug 15, 2018	227	Firm change	Other
WELLS FARGO ADVISORS	EIDE BAILLY ADVISORS, LLC	Sep 27, 2010	Sep 30, 2010	3	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Aug 15, 2018 to presentfactForm ADV
→ EIDE BAILLY ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 30, 2010 to Dec 31, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Sep 27, 2010factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 12, 2007 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.