DFX Intelligence

R•••••• Q•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R•••••• Q•••• S••••••

Advisor at L••••• W••••• M••••••••• L••

WAYNE, NJ

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Search this name across graphsid dfx:ria:ff60ebb2-0fe3-009c-7c9d-f30214e7a850

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• W••••• M••••••••• L••	Independent wealth	Nov 26, 2025	n/a	yes	WAYNE, NJ\|WAYNE, NJ	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Feb 15, 2023	Dec 2, 2024	no	MILLBURN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	L••••• W••••• M••••••••• L••	Dec 2, 2024	Nov 26, 2025	359	Firm change	Ibd to RIA
U•• F•••••••• S••••••• I•••	F••••••• P••••••• A•• W•••••••• A•••••••	Sep 8, 2022	Feb 15, 2023

Relationships

Registered with (4)

→ L••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 26, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Feb 15, 2023 to Dec 2, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 10, 2014 to Sep 8, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Dec 2, 2024
Advisor changed firm
R•••••• Q•••• S•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for L••••• W••••• M••••••••• L•• (registered 2025-11-26)
Form ADVobserved 7 days ago
Occurred
Sep 8, 2022
Advisor changed firm
R•••••• Q•••• S•••••• left U•• F•••••••• S••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-02-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff60ebb2-0fe3-009c-7c9d-f30214e7a850
First observed: May 23, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.