DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• Q•••• S••••••

L••••• W••••• M••••••••• L••independent RIAWayne, NjIA-onlyIAPD 6068979

Feed of 09/14/2026

Also filed as Ray Q•••• S••••••

At current firm

0 y

since Nov 26, 2025

In the industry

14 y

since Sep 10, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L••••• W••••• M••••••••• L•• independent RIA current
since Nov 26, 2025 · Wayne, Nj
F••••••• P••••••• A•• W•••••••• A••••••• former
Feb 15, 2023 to Dec 2, 2024 · Millburn, Nj
U•• F•••••••• S••••••• I••• wirehouse
Dec 10, 2014 to Sep 8, 2022 · Weehawken, Nj
M••••• S•••••• wirehouse
May 23, 2013 to Nov 11, 2014 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to L••••• W••••• M••••••••• L••
left Dec 2, 2024, registered Nov 26, 2025 (359 days) · Affiliated broker-dealer or bank to independent RIA
U•• F•••••••• S••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 8, 2022, registered Feb 15, 2023 (160 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Nov 11, 2014, registered Dec 10, 2014 (29 days) · Wirehouse to wirehouse

Signals

R•••••• Q•••• S•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for L••••• W••••• M••••••••• L•• (registered 2025-11-26)
Dec 2, 2024 · Advisor changed firm · fact
R•••••• Q•••• S•••••• left U•• F•••••••• S••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-02-15)
Sep 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address