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Reading the graph
Advisor at NORTHROCK PARTNERS, LLC
Valparaiso, IN | MINNEAPOLIS, MN | Morris, IL | Shorewood, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHROCK PARTNERS, LLC | Independent wealth | Jan 23, 2026 | n/a | yes | Shorewood, IL|Valparaiso, IN|MINNEAPOLIS, MN|Morris, IL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 27, 2008 | Jan 28, 2026 | no | SHOREWOOD, IL|Morris, IL|Valparaiso, IN|Morris, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | NORTHROCK PARTNERS, LLC | Jan 28, 2026 | Jan 23, 2026 | -5 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:167908:IL:2026-01-28 | Jan 28, 2026 | Jan 23, 2026 | MORRIS, IL | Firm change |