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B•••• C•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

B•••• C•••••• B•••

Advisor at C••••••• I••••••••• A•••••••• L••

CARLSBAD, CA

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Search this name across graphsid dfx:ria:ff6745ca-77b7-3b04-dca2-6178ebdf3d03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• I••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• I••••••••• A•••••••• L••	State registered	Mar 30, 2016	n/a	yes	CARLSBAD, CA	Current employment
F•••••••• G••••••• G••••• I•••	Independent wealth	May 27, 2015	Mar 17, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• G••••••• G••••• I•••	C••••••• I••••••••• A•••••••• L••	Mar 17, 2016	Mar 30, 2016	13	Firm change	Other
U••• B•••••• A•••••••• L••	F•••••••• G••••••• G••••• I•••	Mar 19, 2014

Relationships

Registered with (5)

→ C••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 30, 2016 to presentfactForm ADV
→ F•••••••• G••••••• G••••• I•••Registered adviserregistration: previous registration
May 27, 2015 to Mar 17, 2016factForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
May 16, 2012 to Mar 19, 2014factForm ADV
→ O••••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff6745ca-77b7-3b04-dca2-6178ebdf3d03
First observed: Aug 8, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.