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Advisor at THORNBURG INVESTMENT MANAGEMENT INC
Lake Barrington, IL | SANTA FE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | Asset manager | Dec 2, 2025 | n/a | yes | Lake Barrington, IL|SANTA FE, NM | Current employment |
| PRINCIPAL ASSET MANAGEMENT | Other adviser | Apr 15, 2009 | Jun 21, 2024 | no | DES MOINES, IA|Folsom, CA|Des Moines, IA|NEW YORK, NY|Lake Barrington, IL | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Feb 7, 2005 | Apr 15, 2009 | no | REDONDO BEACH, CA|DES MOINES, IA|DES MOINES, IA|DES MOINES, IA|Folsom, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL ASSET MANAGEMENT | THORNBURG INVESTMENT MANAGEMENT INC | Jun 21, 2024 | Dec 2, 2025 | 529 | Firm change after gap | Other |
| PRINCIPAL SECURITIES, INC. | PRINCIPAL ASSET MANAGEMENT | Apr 15, 2009 | Apr 15, 2009 | 0 | Firm change | Other |