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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

ISAAC JAMES MORRIS

Advisor at LPL FINANCIAL LLC

FITCHBURG, WI | MADISON, WI | COTTAGE GROVE, WI

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Search this name across graphsid dfx:ria:ff77285f-e303-2de4-dc20-036890822c9b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Apr 21, 2014
First registration: May 8, 2018
Dual registered: yes, broker-dealer
IAPD individual key: 5891778

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	n/a	yes	MADISON, WI\|MADISON, WI\|COTTAGE GROVE, WI\|FITCHBURG, WI	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Sep 23, 2019	May 18, 2022	no	MADISON, WI\|Madison, WI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 27, 2018	May 16, 2019	no	Madison, WI	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 8, 2018	Sep 12, 2018	no	GROVE CITY, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	CUNA BROKERAGE SERVICES, INC.	May 16, 2019	Sep 23, 2019	130	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 12, 2018	Sep 27, 2018	15	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Sep 23, 2019 to May 18, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 27, 2018 to May 16, 2019factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 8, 2018 to Sep 12, 2018factForm ADV

Dated events

No dated event names this entity yet.