DFX Intelligence

D•••••• S•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

D•••••• S•••••• W•••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | SOUTH JORDAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff7add9c-f9b6-cf15-7ca3-43276265c33f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 25, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 15, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Feb 6, 2026	n/a	yes	GREENWOOD VILLAGE, CO\|SOUTH JORDAN, UT	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 29, 2022	Jun 6, 2025	no	Salt Lake City, UT\|NEW YORK, NY\|TAYLORSVILLE, UT\|LAS VEGAS, NV\|TAYLORSVILLE, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E•••••• A••••••• G••••• L••	Jun 6, 2025	Feb 6, 2026	245	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 26, 2022	Jul 29, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:19616:UT:2018-11-19	Nov 19, 2018	Dec 4, 2018	SOUTH JORDAN, UT	Firm change

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Feb 6, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 29, 2022 to Jun 6, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 4, 2018 to Jul 26, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
D•••••• S•••••• W••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2026-02-06)
Form ADVobserved 7 days ago
Occurred
Jul 26, 2022
Advisor changed firm
D•••••• S•••••• W••••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-07-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff7add9c-f9b6-cf15-7ca3-43276265c33f
First observed: Aug 25, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.