This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 1989earliest registration or exam on IAPD

Years in industry

37derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner|Personal Financial Specialist

Exams

S66|S63

First exam

Oct 15, 1999

First registration

Mar 15, 2002

Dual registered

yes, broker-dealer

Other names

BILL DOUGHERTY|WILLIAM PATRICK DOUGHERTY|William Patrick Dougherty

IAPD individual key

4028562

• Occurred

  Dec 31, 2023
  Advisor changed firm

  William Patrick Dougherty left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2024-01-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ff7da797-25b8-fe88-c8b2-99fa16680125

First observed

Mar 15, 2002

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.