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Advisor at MORGAN STANLEY
CASPER, WY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 28, 2022 | n/a | yes | CASPER, WY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 22, 2011 | May 2, 2022 | no | CASPER, WY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Sep 29, 2011 | no | CASPER, WY | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Mar 27, 2006 | Jan 3, 2011 | no | CASPER, WY|CASPER, WY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | May 2, 2022 | Apr 28, 2022 | -4 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 29, 2011 | Sep 22, 2011 | -7 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:WY:2022-04-29 | May 2, 2022 | Apr 28, 2022 | CASPER, WY | Firm change |