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G•••••• E•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

G•••••• E•••••• A••••••

Advisor at S••••• A••••••• I•••

MIAMI, FL | BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff8e1621-5531-8004-6f81-e9bdcf1a583d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A••••••• I•••	Bd affiliated wealth	Nov 13, 2025	n/a	yes	BIRMINGHAM, AL\|MIAMI, FL	Current employment
B••••• G••••• A•••• M•••••••••	Bd affiliated wealth	Oct 9, 2013	Dec 22, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• G••••• A•••• M•••••••••	S••••• A••••••• I•••	Dec 22, 2025	Nov 13, 2025	-39	Firm change after gap	RIA to ibd
R•• C•••••• M••••••• L••	B••••• G••••• A•••• M•••••••••	Oct 2, 2013

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129376:174182:FL:2025-12-22	Dec 22, 2025	Nov 13, 2025	MIAMI, FL	Firm change after gap

Relationships

Registered with (6)

→ S••••• A••••••• I•••Registered adviserregistration: current employment
Nov 13, 2025 to presentfactForm ADV
→ B••••• G••••• A•••• M•••••••••Registered adviserregistration: previous registration
Oct 9, 2013 to Dec 22, 2025factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Apr 20, 2009 to Oct 2, 2013factForm ADV
→ U•• I••••••••• I•••Registered adviser

Dated events

Occurred
Dec 22, 2025
Advisor changed firm
G•••••• E•••••• A•••••• left B••••• G••••• A•••• M••••••••• for S••••• A••••••• I••• (registered 2025-11-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff8e1621-5531-8004-6f81-e9bdcf1a583d
First observed: Jan 10, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.