RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• E•••••• A••••••
- S••••• A••••••• I••• BD affiliated currentsince Nov 13, 2025 · Birmingham, Al
- B••••• G••••• A•••• M••••••••• BD affiliatedOct 9, 2013 to Dec 22, 2025 · Coral Gables, Fl
- R•• C•••••• M••••••• L•• national BDApr 20, 2009 to Oct 2, 2013 · Miami, Fl
- U•• I••••••••• I••• unclassifiedNov 2, 2004 to Apr 15, 2009 · Coral Gables, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Nov 11, 2004 · Miami, Fl
- P••••••••• E••••• G••••• L•• unclassifiedJan 10, 2000 to Jul 1, 2003 · Miami, Fl
- B••••• G••••• A•••• M••••••••• to S••••• A••••••• I•••left Dec 22, 2025, registered Nov 13, 2025 (-39 days) · RIA to affiliated broker-dealer or bank · moved with a team
- R•• C•••••• M••••••• L•• to B••••• G••••• A•••• M•••••••••left Oct 2, 2013, registered Oct 9, 2013 (7 days) · Other
- U•• I••••••••• I••• to R•• C•••••• M••••••• L••left Apr 15, 2009, registered Apr 20, 2009 (5 days) · Other
- W•••• F•••• A••••••• to U•• I••••••••• I•••left Nov 11, 2004, registered Nov 2, 2004 (-9 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- G•••••• E•••••• A•••••• left B••••• G••••• A•••• M••••••••• for S••••• A••••••• I••• (registered 2025-11-13)Dec 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address