DFX Intelligence

B•••• A••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

B•••• A••••• S••••••••

Advisor at A•••• R••• I••••••••• L••

MALVERN, PA

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Search this name across graphsid dfx:ria:ff939549-b2a6-e8f7-5b8d-b258f33ccf03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• R••• I••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Nov 16, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• R••• I••••••••• L••	Former SEC adviser	Apr 7, 2025	n/a	yes	MALVERN, PA	Current employment
C•• C•••••• M••••••••• G••••• I•••	Independent wealth	Mar 15, 2016	Apr 11, 2025	no	MALVERN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• C•••••• M••••••••• G••••• I•••	A•••• R••• I••••••••• L••	Apr 11, 2025	Apr 7, 2025	-4	Firm change	RIA to new firm
S•••••••• C•••••• M••••••••• I•••	C•• C•••••• M••••••••• G••••• I•••	Aug 10, 2015	Mar 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
106662:110750:PA:2015-08-10	Aug 10, 2015	Mar 15, 2016	EXTON, PA	Firm change

Relationships

Registered with (3)

→ A•••• R••• I••••••••• L••Registered adviserregistration: current employment
Apr 7, 2025 to presentfactForm ADV
→ C•• C•••••• M••••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 15, 2016 to Apr 11, 2025factForm ADV
→ S•••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 25, 2001 to Aug 10, 2015factForm ADV

Dated events

Occurred
Apr 11, 2025
Advisor changed firm
B•••• A••••• S•••••••• left C•• C•••••• M••••••••• G••••• I••• for A•••• R••• I••••••••• L•• (registered 2025-04-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff939549-b2a6-e8f7-5b8d-b258f33ccf03
First observed: Apr 25, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.