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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

SARAH NICOLE WAGNER FIORELLI

Advisor at MORGAN STANLEY

Yardley, PA

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Search this name across graphsid dfx:ria:ff9928b2-a841-6b85-0049-2c20371cf3bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 7, 2006
First registration: Aug 8, 2006
Dual registered: yes, broker-dealer
Other names: SARAH NICOLE WAGNER|SARAH NICOLE WAGNER-FIORELLI
IAPD individual key: 4753452

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jul 27, 2020	n/a	yes	Yardley, PA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 8, 2016	Jul 6, 2020	no	CONSHOHOCKEN, PA	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Sep 1, 2010	Dec 28, 2015	no	PHILADELPHIA, PA\|YARDLEY, PA	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Oct 6, 2008	Jan 25, 2010	no	WEST CONSHOHOCKEN, PA	Previous registration
LEHMAN BROTHERS INC.	n/a	Apr 18, 2007	Oct 9, 2008	no	NEW YORK, NY\|PHILADELPHIA, PA	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Aug 8, 2006	May 3, 2007	no	Yardley, PA\|PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	MORGAN STANLEY	Jul 6, 2020	Jul 27, 2020	21	Firm change	Ibd to wirehouse
BARCLAYS CAPITAL INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 28, 2015	Apr 8, 2016	102	Bulk transfer	Other
CREDIT SUISSE SECURITIES (USA) LLC	BARCLAYS CAPITAL INC.	Jan 25, 2010	Sep 1, 2010	219	Firm change	Other
LEHMAN BROTHERS INC.	CREDIT SUISSE SECURITIES (USA) LLC	Oct 9, 2008	Oct 6, 2008	-3	Firm change	Other
JANNEY MONTGOMERY SCOTT LLC	LEHMAN BROTHERS INC.	May 3, 2007	Apr 18, 2007	-15	Firm change	Other

Relationships

Registered with (6)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jul 27, 2020 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Apr 8, 2016 to Jul 6, 2020factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Sep 1, 2010 to Dec 28, 2015factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Oct 6, 2008 to Jan 25, 2010factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Apr 18, 2007 to Oct 9, 2008factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Aug 8, 2006 to May 3, 2007factForm ADV

Dated events

No dated event names this entity yet.