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Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
WALTHAM, MA | Green Bay, WI | Kimberly, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Feb 24, 2023 | n/a | yes | Green Bay, WI|Kimberly, WI|WALTHAM, MA | Current employment |
| ASSOCIATED INVESTMENT SERVICES, INC. | Independent wealth | Jul 14, 2016 | Feb 24, 2023 | no | APPLETON, WI | Previous registration |
| ASSOCIATED INVESTMENT SERVICES, INC. | Independent wealth | Apr 27, 2009 | Dec 2, 2014 | no | GREEN BAY, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASSOCIATED INVESTMENT SERVICES, INC. | COMMONWEALTH FINANCIAL NETWORK | Feb 24, 2023 | Feb 24, 2023 | 0 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 1464:8032:WI:2023-02-24 | Feb 24, 2023 | Feb 24, 2023 | APPLETON, WI | Firm change |