DFX Intelligence

J••••••••• A•• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

J••••••••• A•• L•••••••

Advisor at H•••••••• A•••••••• L••

De Pere, WI | CHICAGO, IL

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Search this name across graphsid dfx:ria:ff9fb49a-f5ff-7be7-80f3-7e59f94be268

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Jan 2, 2025	n/a	yes	CHICAGO, IL\|De Pere, WI	Current employment
F•••••••• P••••••• A•• I••••••••• S•••••••• I•••	Former SEC adviser	May 29, 2024	Feb 4, 2025	no	DE PERE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• P••••••• A•• I••••••••• S•••••••• I•••	H•••••••• A•••••••• L••	Feb 4, 2025	Jan 2, 2025	-33	Firm change after gap	RIA to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	F•••••••• P••••••• A•• I••••••••• S•••••••• I•••	Apr 23, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
113110:145323:WI:2025-02-04	Feb 4, 2025	Jan 2, 2025	DE PERE, WI	Firm change after gap

Relationships

Registered with (5)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ F•••••••• P••••••• A•• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 29, 2024 to Feb 4, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 24, 2017 to Apr 23, 2020factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Feb 4, 2025
Advisor changed firm
J••••••••• A•• L••••••• left F•••••••• P••••••• A•• I••••••••• S•••••••• I••• for H•••••••• A•••••••• L•• (registered 2025-01-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff9fb49a-f5ff-7be7-80f3-7e59f94be268
First observed: Nov 30, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.