DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jacqueline Ann Lawrence
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jackie Szczepanski
At current firm
1 y
since Jan 2, 2025
In the industry
15 y
since Sep 12, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Hightower Advisors, LLC BD affiliated currentsince Jan 2, 2025 · Chicago, Il
- Financial Planning And Information Services, Inc. formerMay 29, 2024 to Feb 4, 2025 · De Pere, Wi
- Raymond James Financial Services Advisors, Inc BD affiliatedJul 24, 2017 to Apr 23, 2020 · Green Bay, Wi
- Woodbury Financial Services, Inc. formerDec 2, 2016 to Jul 26, 2017 · Sturgeon Bay, Wi
- Thrivent Investment Management Inc. BD affiliatedNov 30, 2016 to Dec 7, 2016 · Appleton, Wi
Moves
a registration end followed by a registration begin elsewhere
- Financial Planning And Information Services, Inc. to Hightower Advisors, LLCleft Feb 4, 2025, registered Jan 2, 2025 (-33 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Raymond James Financial Services Advisors, Inc to Financial Planning And Information Services, Inc.left Apr 23, 2020, registered May 29, 2024 (1497 days) · Affiliated broker-dealer or bank to independent RIA
- Woodbury Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jul 26, 2017, registered Jul 24, 2017 (-2 days) · Other
- Thrivent Investment Management Inc. to Woodbury Financial Services, Inc.left Dec 7, 2016, registered Dec 2, 2016 (-5 days) · Other
Signals
- Jacqueline Ann Lawrence left Financial Planning And Information Services, Inc. for Hightower Advisors, Llc (registered 2025-01-02)Feb 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address