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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Trenton, GA | Ringgold, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 25, 2025 | n/a | yes | Ringgold, GA|Trenton, GA | Current employment |
| DEMPSEY LORD SMITH, LLC | Former SEC adviser | Jan 6, 2026 | Apr 3, 2026 | no | ROME, GA|ROME, GA | Previous registration |
| DEMPSEY LORD SMITH, LLC | Former SEC adviser | May 19, 2011 | Dec 31, 2025 | no | RINGGOLD, GA|CALHOUN, GA|CALHOUN, GA|ROME, GA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 30, 2003 | Apr 25, 2011 | no | RINGGOLD, GA|RINGGOLD, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | n/a | Apr 3, 2026 | n/a | n/a | Departure no registered destination | Departure |
| DEMPSEY LORD SMITH, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 31, 2025 | Nov 25, 2025 | -36 | Bulk transfer | RIA to ibd |
| AMERIPRISE FINANCIAL SERVICES, LLC | DEMPSEY LORD SMITH, LLC | Apr 25, 2011 | May 19, 2011 | 24 | Firm change | Other |