DFX Intelligence
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Reading the graph
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Advisor at J••• M••••• S••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Aug 27, 2018 | n/a | yes | PALM BEACH GARDENS, FL|Palm Beach Gardens,, FL | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 13, 2010 | Aug 28, 2018 | no | WHITE PLAINS, NY|PALM BEACH GARDENS, FL|WHITE PLAINS, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | J••• M••••• S••••••••• L•• | Aug 28, 2018 | Aug 27, 2018 | -1 | Firm change | Wirehouse to wirehouse |
| U•• F•••••••• S••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Aug 20, 2010 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:NY:2018-08-28 | Aug 28, 2018 | Aug 27, 2018 | WHITE PLAINS, NY | Firm change |
| Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Nov 19, 2007 | Aug 20, 2010 | no | MT. KISCO, NY|MOUNT KISCO, NY|Purchase, NY | Previous registration |
| -7 |
| Firm change |
| Wirehouse to wirehouse |