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Advisor at WELLS FARGO ADVISORS
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | n/a | yes | LAS VEGAS, NV|LAS VEGAS, NV | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 15, 2009 | Jan 3, 2011 | no | LAS VEGAS, NV|LAS VEGAS, NV|PAHRUMP, NV | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Dec 5, 2003 | May 19, 2009 | no | HENDERSON, NV|LAS VEGAS, NV|LAS VEGAS, NV|HENDERSON, NV | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 8, 2001 | Apr 30, 2003 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | WELLS FARGO INVESTMENTS, LLC | May 19, 2009 | May 15, 2009 | -4 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | BANC OF AMERICA INVESTMENT SERVICES, INC. | Apr 30, 2003 | Dec 5, 2003 | 219 | Firm change | Other |