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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Scott Toshio Nishimura

Advisor at CONTINUUM ADVISORY, LLC

EAGLE, ID | Hacienda Heights, CA

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Search this name across graphsid dfx:ria:ffd2bfc4-b7fc-be20-1542-3f245913c414

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONTINUUM ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jun 13, 1994
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: SCOTT TOSHIO NISHIMURA
IAPD individual key: 1890987

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONTINUUM ADVISORY, LLC	Independent wealth	Feb 15, 2022	n/a	yes	Hacienda Heights, CA\|EAGLE, ID	Current employment
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Oct 13, 2015	Jan 25, 2022	no	ST. PETERSBURG, FL\|LOS ANGELES, CA\|ST PETERSBURG, FL\|NEWMAN, CA\|ST PETERSBURG, FL\|JOHNS CREEK, GA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Nov 5, 2013	Aug 17, 2015	no	EL SEGUNDO, CA\|EL SEGUNDO, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 4, 2009	Jul 23, 2013	no	LOS ANGELES, CA\|LOS ANGELES, CA\|ST. PETERSBURG, FL	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, INC.	n/a	Jul 10, 2007	Sep 4, 2009	no	LOS ANGELES, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 8, 1997	Sep 19, 2006	no	GLENDALE, CA\|Pasadena, CA\|PASADENA, CA\|Pasadena, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRANSAMERICA FINANCIAL ADVISORS, LLC	CONTINUUM ADVISORY, LLC	Jan 25, 2022	Feb 15, 2022	21	Firm change	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Aug 17, 2015	Oct 13, 2015	57	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	CETERA ADVISOR NETWORKS LLC	Jul 23, 2013	Nov 5, 2013	105	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Sep 4, 2009	Sep 4, 2009	0	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	TRANSAMERICA FINANCIAL ADVISORS, INC.	Sep 19, 2006	Jul 10, 2007	294	Firm change	Other

Relationships

Registered with (5)

→ CONTINUUM ADVISORY, LLCRegistered adviserregistration: current employment
Feb 15, 2022 to presentfactForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 13, 2015 to Jan 25, 2022factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Nov 5, 2013 to Aug 17, 2015factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 10, 2007 to Sep 4, 2009factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Sep 19, 2006factForm ADV

Dated events

Occurred
Jan 25, 2022
Advisor changed firm
Scott Toshio Nishimura left Transamerica Financial Advisors, Llc for Continuum Advisory, Llc (registered 2022-02-15)
Form ADVobserved 5 days ago