DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Toshio Nishimura
Feed of 09/14/2026
Also filed as Scott Toshio Nishimura
At current firm
4 y
since Feb 15, 2022
In the industry
32 y
since Jun 13, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Continuum Advisory, LLC independent RIA currentsince Feb 15, 2022 · Hacienda Heights, Ca
- Transamerica Financial Advisors, LLC BD affiliatedOct 13, 2015 to Jan 25, 2022 · St. Petersburg, Fl
- Cetera Advisor Networks LLC formerNov 5, 2013 to Aug 17, 2015 · El Segundo, Ca
- Transamerica Financial Advisors, LLC BD affiliatedSep 4, 2009 to Jul 23, 2013 · Los Angeles, Ca
- Transamerica Financial Advisors, Inc. unclassifiedJul 10, 2007 to Sep 4, 2009 · Los Angeles, Ca
- Charles Schwab & Co., Inc. national BDJul 8, 1997 to Sep 19, 2006 · Glendale, Ca
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Financial Advisors, LLC to Continuum Advisory, LLCleft Jan 25, 2022, registered Feb 15, 2022 (21 days) · Affiliated broker-dealer or bank to independent RIA
- Cetera Advisor Networks LLC to Transamerica Financial Advisors, LLCleft Aug 17, 2015, registered Oct 13, 2015 (57 days) · Other
- Transamerica Financial Advisors, LLC to Cetera Advisor Networks LLCleft Jul 23, 2013, registered Nov 5, 2013 (105 days) · Other
- Transamerica Financial Advisors, Inc. to Transamerica Financial Advisors, LLCleft Sep 4, 2009, registered Sep 4, 2009 (0 days) · corporate re-registration, not a move
- Charles Schwab & Co., Inc. to Transamerica Financial Advisors, Inc.left Sep 19, 2006, registered Jul 10, 2007 (294 days) · Other
Signals
- Scott Toshio Nishimura left Transamerica Financial Advisors, Llc for Continuum Advisory, Llc (registered 2022-02-15)Jan 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address