DFX Intelligence

S••••• S••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

S••••• S••••• S•••

Advisor at A••••••••• L•••

NASHVILLE, TN

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Search this name across graphsid dfx:ria:ffd77981-794e-5289-28b7-f157203242ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L•••	Other adviser	Jun 13, 2023	n/a	yes	NASHVILLE, TN	Current employment
V••••••• A••••••• L••	Mixed wealth	Apr 14, 2023	May 9, 2023	no	NEW YORK, NY\|Nashville, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A••••••• L••	A••••••••• L•••	May 9, 2023	Jun 13, 2023	35	Firm change	Other
A••••••••• L•••	V••••••• A••••••• L••	Oct 17, 2022	Apr 14, 2023

Relationships

Registered with (4)

→ A••••••••• L•••Registered adviserregistration: previous registration
Oct 10, 2018 to Oct 17, 2022factForm ADV
→ V••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 14, 2023 to May 9, 2023factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 7, 2017 to Jul 10, 2018factForm ADV
→ W•••••• • R•••

Dated events

Occurred
May 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffd77981-794e-5289-28b7-f157203242ff
First observed: Feb 29, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.