DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• S••••• S•••

A••••••••• L•••otherNashville, Tndual registrantIAPD 6490416

Feed of 09/14/2026

At current firm

3 y

since Jun 13, 2023

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• L••• other current
since Jun 13, 2023 · Nashville, Tn
V••••••• A••••••• L•• mixed wealth
Apr 14, 2023 to May 9, 2023 · New York, Ny
A••••••••• L••• other
Oct 10, 2018 to Oct 17, 2022 · Nashville, Tn
K••••• A••••••• S•••••••• L•• BD affiliated
Jun 7, 2017 to Jul 10, 2018 · Brentwood, Tn
W•••••• • R••• former
Feb 29, 2016 to Oct 18, 2016 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

V••••••• A••••••• L•• to A••••••••• L•••
left May 9, 2023, registered Jun 13, 2023 (35 days) · Other
A••••••••• L••• to V••••••• A••••••• L••
left Oct 17, 2022, registered Apr 14, 2023 (179 days) · Other
K••••• A••••••• S•••••••• L•• to A••••••••• L•••
left Jul 10, 2018, registered Oct 10, 2018 (92 days) · Other
W•••••• • R••• to K••••• A••••••• S•••••••• L••
left Oct 18, 2016, registered Jun 7, 2017 (232 days) · Other

Signals

Samuel Soland Spry left Vestwell Advisors Llc for Alliancebernstein L.P. (registered 2023-06-13)
May 9, 2023 · Advisor changed firm · fact
Samuel Soland Spry left Alliancebernstein L.P. for Vestwell Advisors Llc (registered 2023-04-14)
Oct 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address