DFX Intelligence

D•••• A••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

D•••• A••••• B••••

Advisor at A••• L••

GREEN BANK, WV

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Search this name across graphsid dfx:ria:ffd900fc-c1eb-70bc-f1d6-978e6afaa963

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 14, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• L••	State registered	Jul 2, 2020	n/a	yes	GREEN BANK, WV	Current employment
C•• W•••••• L••	State registered	Jun 3, 2019	Dec 16, 2020	no	CLEAR LAKE, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• W•••••• L••	A••• L••	Dec 16, 2020	Jul 2, 2020	-167	Firm change after gap	Other
M••••• C•••••• A•••••••• L••	C•• W•••••• L••	May 24, 2019	Jun 3, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
300615:309104:MN:2020-12-16	Dec 16, 2020	Jul 2, 2020	CLEAR LAKE, MN	Firm change after gap

Relationships

Registered with (6)

→ A••• L••Registered adviserregistration: current employment
Jul 2, 2020 to presentfactForm ADV
→ C•• W•••••• L••Registered adviserregistration: previous registration
Jun 3, 2019 to Dec 16, 2020factForm ADV
→ M••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 17, 2017 to May 24, 2019factForm ADV
→ C•••••• W••••• A••••••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffd900fc-c1eb-70bc-f1d6-978e6afaa963
First observed: May 14, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.