RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••• L•• state registered currentsince Jul 2, 2020 · Green Bank, Wv
- C•• W•••••• L•• state registeredJun 3, 2019 to Dec 16, 2020 · Clear Lake, Mn
- M••••• C•••••• A•••••••• L•• independent RIAOct 17, 2017 to May 24, 2019 · Jacksonville, Fl
- C•••••• W••••• A••••••• G•••• independent RIAAug 16, 2016 to Feb 11, 2017 · Fleming Island, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 20, 2013 to Aug 15, 2016 · Savannah, Ga
- S••••••• F•••••••• S•••••••• I••• formerMay 14, 2013 to Jul 12, 2013 · Midlothian, Va
- C•• W•••••• L•• to A••• L••left Dec 16, 2020, registered Jul 2, 2020 (-167 days) · Other · moved with a team
- M••••• C•••••• A•••••••• L•• to C•• W•••••• L••left May 24, 2019, registered Jun 3, 2019 (10 days) · RIA to a state-registered adviser
- C•••••• W••••• A••••••• G•••• to M••••• C•••••• A•••••••• L••left Feb 11, 2017, registered Oct 17, 2017 (248 days) · Other
- M•• I•••••••• S•••••••• L•• to C•••••• W••••• A••••••• G••••left Aug 15, 2016, registered Aug 16, 2016 (1 days) · Other
- S••••••• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Jul 12, 2013, registered Aug 20, 2013 (39 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address