This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLSTATE FINANCIAL ADVISORS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Dec 20, 2021

First registration

Mar 1, 2022

Dual registered

yes, broker-dealer

Other names

David Lawrence Koenig|DAVID L KOENIG

IAPD individual key

7431351

• Occurred

  Apr 16, 2025
  Advisor changed firm

  David L Koenig left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Allstate Financial Advisors, Llc (registered 2026-09-08)

  Form ADVobserved 5 days ago
• Occurred

  Dec 20, 2022
  Advisor changed firm

  David L Koenig left Wells Fargo Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-06-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ffdf6a43-007a-1178-0716-97e3633d07ad

First observed

Mar 1, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.