DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Violet S Compton

Advisor at MORGAN STANLEY

Tulsa, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffe0f300-07cc-d28b-1dde-90702b5e5c0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 13, 2017
First registration: Feb 15, 2017
Dual registered: yes, broker-dealer
Other names: Violet S Hein|Violet Hein|Violet Storey Hein|Violet Compton
IAPD individual key: 6693467

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Aug 17, 2022	n/a	yes	Tulsa, OK	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 12, 2018	Aug 1, 2022	no	WICHITA FALLS, TX\|DALLAS, TX\|MIDLAND, TX\|NEW YORK, NY\|DALLAS, TX	Previous registration
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Feb 15, 2017	Sep 21, 2017	no	Lawton, OK\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Aug 1, 2022	Aug 17, 2022	16	Firm change	Wirehouse to wirehouse
FIRST COMMAND ADVISORY SERVICES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 21, 2017	Mar 12, 2018	172	Firm change	Other

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Aug 17, 2022 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 12, 2018 to Aug 1, 2022factForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 15, 2017 to Sep 21, 2017factForm ADV

Dated events

Occurred
Aug 1, 2022
Advisor changed firm
Violet S Compton left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2022-08-17)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffe0f300-07cc-d28b-1dde-90702b5e5c0c
First observed: Feb 15, 2017
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Violet S Compton

Advisor at MORGAN STANLEY

Tulsa, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffe0f300-07cc-d28b-1dde-90702b5e5c0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MORGAN STANLEY

Wirehouse

Aug 17, 2022

n/a

yes

Tulsa, OK

Current employment

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Mar 12, 2018

Aug 1, 2022

WICHITA FALLS, TX|DALLAS, TX|MIDLAND, TX|NEW YORK, NY|DALLAS, TX

Previous registration

FIRST COMMAND ADVISORY SERVICES

Bd affiliated wealth

Feb 15, 2017

Sep 21, 2017

Lawton, OK|FORT WORTH, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

Aug 1, 2022

Aug 17, 2022

Firm change

Wirehouse to wirehouse

FIRST COMMAND ADVISORY SERVICES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 21, 2017

Mar 12, 2018

172

Firm change

Other