DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | ESTACADA, OR|BROADVIEW HEIGHTS, OH | Current employment |
| F•••••••• M••••••••• S••••••••• I••• | Independent wealth | Oct 16, 2018 | n/a | yes | Vancouver, WA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | F•••••••• M••••••••• S••••••••• I••• | Oct 17, 2018 | Oct 16, 2018 | -1 | Firm change | Ibd to RIA |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Oct 5, 2009 | Oct 5, 2009 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 5, 2009 | Oct 17, 2018 | no | DUBLIN, OH | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Aug 20, 2007 | Oct 5, 2009 | no | COLUMBUS, OH | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 20, 2001 | Aug 22, 2007 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| C•••••••• G••••• M•••••• I••• | A••••••••• A•••••• S•••••••• I••• | Aug 22, 2007 | Aug 20, 2007 | -2 | Firm change | Other |