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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

GREYSTONE FINANCIAL GROUP, INC.

CRD 112683

SAN RAFAEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fff46c1b-675b-3bc5-eb01-37f8a0fd2e2d

Data as of Jan 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2011 to Jan 31, 2017
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
SEC number: 801-62207
CRD: 112683
Filings on the tape: 20
First filed: Dec 22, 2011
Latest filed: Jan 31, 2017
Organised: Corporation, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MOSS EQUITY MANAGEMENT, LLC	SOLE MEMBER	E	yes	10/2015	Jan 4, 2016	Jan 31, 2017
MOSS, TODD, ROBINSON	SOLE MEMBER	E	yes	10/2015	Dec 22, 2011	Jan 31, 2017
MOSS, TODD, ROBINSON	PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2015	Dec 22, 2011	Jan 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
POLARIS GREYSTONE FINANCIAL GROUP, LLC	n/a	Former SEC adviser	$1.5B	N	yes	n/a
POLARIS GREYSTONE ADVISORY GROUP, LLC	n/a	Former SEC adviser	$24.0M	Y	yes	n/a
GREYSTONE INVESTMENT GROUP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Troy	Mi	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Dec 15, 2016	n/a	n/a	1	1	n/a	n/a	n/a
2015	Jan 4, 2016	$65.4M	$65.4M	1	1	n/a	n/a	n/a
2014	Dec 17, 2014	$341M	$341M	11	7	n/a	n/a	n/a
2013	Dec 18, 2013	$326M	$323M	16	9	n/a	n/a	n/a
2012	Dec 14, 2012	$321M	$296M	10	6	n/a	n/a	n/a
2011	Dec 22, 2011	$282M	$282M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	$65.4M	n/a	$326M	n/a	1	1	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
POLARIS WEALTH ADVISORY GROUP	2	Dec 31, 2015	Dec 7, 2015	TROY, MI	Team lift out	Other	33.3%
POLARIS GREYSTONE ADVISORY GROUP, LLC	2	Dec 31, 2015	Dec 11, 2014	TROY, MI	Team lift out	Other	33.3%

Relationships

Affiliated with (2)

→ POLARIS WEALTH ADVISORY GROUPRegistered adviserother investment adviser, common control
factForm ADV
→ POLARIS GREYSTONE ADVISORY GROUP, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (2)

← MOSS, TODD, ROBINSONOwnerSOLE MEMBER, ownership code E, individual
Dec 22, 2011 to presentfactForm ADV
← MOSS EQUITY MANAGEMENT, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Jan 4, 2016 to presentfactForm ADV

Registered with (10)

← TODD ROBINSON MOSSAdvisorregistration: previous registration
Mar 30, 2005 to Feb 20, 2017factForm ADV
← BRIAN JAMES HAYSAdvisorregistration: previous registration
Sep 30, 2013 to Dec 31, 2015factForm ADV
← ERIC WAYNE BABCOCKAdvisorregistration: previous registration
Apr 23, 2010 to Dec 31, 2015factForm ADV
← BRIAN A STONEAdvisorregistration: previous registration
Oct 14, 2013 to Dec 31, 2015factForm ADV
← KRISTIE LEE GUADIANOAdvisorregistration: previous registration
Apr 29, 2014 to Dec 31, 2015factForm ADV
← TIMOTHY JOHN DOWDAdvisorregistration: previous registration
Jun 30, 2015 to Dec 31, 2015factForm ADV
← RICHARD KENDALL HAWESAdvisorregistration: previous registration
May 8, 2013 to Mar 26, 2014factForm ADV
← WILLIAM LEONARD BERLINAdvisorregistration: previous registration
Dec 6, 2011 to Mar 26, 2014factForm ADV
← DAVID CHRISTOPHER WALKUPAdvisorregistration: previous registration
Jan 11, 2013 to Jul 17, 2013factForm ADV
← Mei Tin CheungAdvisorregistration: previous registration
Dec 18, 2012 to Jul 17, 2013factForm ADV

Moved with (2)

→ POLARIS WEALTH ADVISORY GROUPRegistered adviser2 advisors, team lift out, same day
Dec 31, 2015 to Dec 7, 2015factForm ADV
→ POLARIS GREYSTONE ADVISORY GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2015 to Dec 11, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fff46c1b-675b-3bc5-eb01-37f8a0fd2e2d
First observed: Dec 22, 2011
Last observed: Jan 31, 2017 117 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREYSTONE FINANCIAL GROUP, INC.

CRD 112683

SAN RAFAEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fff46c1b-675b-3bc5-eb01-37f8a0fd2e2d

Data as of Jan 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:55 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MOSS EQUITY MANAGEMENT, LLC

SOLE MEMBER

yes

10/2015

Jan 4, 2016

Jan 31, 2017

MOSS, TODD, ROBINSON

SOLE MEMBER

yes

10/2015

Dec 22, 2011

Jan 31, 2017

MOSS, TODD, ROBINSON

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

10/2015

Dec 22, 2011

Jan 31, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

POLARIS GREYSTONE FINANCIAL GROUP, LLC

n/a

Former SEC adviser

$1.5B

yes

n/a

POLARIS GREYSTONE ADVISORY GROUP, LLC

n/a

Former SEC adviser

$24.0M

yes

n/a

GREYSTONE INVESTMENT GROUP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Troy

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Dec 15, 2016

n/a

2015

Jan 4, 2016

$65.4M

n/a

2014

Dec 17, 2014

$341M

n/a

2013

Dec 18, 2013

$326M

$323M

n/a

2012

Dec 14, 2012

$321M

$296M

n/a

2011

Dec 22, 2011

$282M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a

$65.4M

n/a

$326M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

POLARIS WEALTH ADVISORY GROUP

Dec 31, 2015

Dec 7, 2015

TROY, MI

Team lift out

Other

33.3%

POLARIS GREYSTONE ADVISORY GROUP, LLC

Dec 31, 2015

Dec 11, 2014

TROY, MI

Team lift out

Other

33.3%