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A••••• I••••••••• M••••••••• L••

Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· New York, NYa••••••••.com

••• Locked

Regulatory AUM
$2.6B
Form ADV
PE fund assets
$1.4B
Form ADV
PE funds
11
Form ADV
Investments held
10 of 10
DFX transaction tape
Deals, last 12 months
3
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShow
Class
Buyout firmconfirmed, confidence 85%
Basis
R6: 7 of 7 distinct vehicles are sworn Private Equity Funds; 7 reported gross assets on a filing in 2022 or later
Size band
Middle marketdefined by: proxy: $1.41bn Private Equity Fund GAV on the Form ADV filed 2024-08-07
Classification history (1)
  1. Sep 13, 2026
    Buyout firm (confirmed, 85%, cls-pe-1)
    R6: 7 of 7 distinct vehicles are sworn Private Equity Funds; 7 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
Adviser type
registered investment adviser
Form ADV filings
Oct 22, 2020 to Mar 31, 2026
RAUM
$2.6Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing
11
PE fund GAV, latest filing
$1.4Breported gross assets (Form ADV), not fund size
All private fund GAV
$2.6Bevery private fund type, latest filing
2024 PE fund GAV
$1.4Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime
100%
Fund type mix
filed 2024-08-07, latest gav Private Equity Fund $1.4B, latest counts Private Equity Fund 7, lifetime distinct Private Equity Fund 7
Employees
22
Headquarters
New York, NY
Office address
••• Locked
Business phone
••• Locked
Stated criteria beside observed behaviour
7 observed deals
Stated by the firm
Sectors
technology, consumer, infrastructure, financial services, life sciences
Geography
not stated or not yet read
Revenue
$25.0M to $250M
EBITDA
$10.0M to $75.0M
Enterprise value
not stated or not yet read
Equity check
not stated or not yet read
Control
not stated or not yet read
Thesis
••• Locked
Observed from deals on record
roles
add on 3, unknown 4, platform 3
period
to 2026-07-06, from 2023-06-08, undated holdings 2, dated observations 16
window
last 2026-07-06, first 2023-06-08
control
control 3, unknown 7
companies
7
geography
count 1, share 0.143, value TN
investments
10
seller kinds
founder 6
transactions
8
cadence by year
2023 other deals 1, 2024 other deals 2, 2025 add ons 2, 2026 add ons 1, other deals 2
platform add on
add ons 3, platforms 3, add ons per platform 1
sector known for
3
disclosed value usd
n 0
sector distribution
count 2, share 0.286, value tech enabled services, examples Enterprise Computing Solutions, Inc., Alchemy Technology Group LLC, count 1, share 0.143, value software, examples Clevertech Partners LLC
holding period years
n 0
repeat counterparties
role buy side adviser, shared 2, entity id 299ebe64-321f-4fcf-a8c3-bca3af6ba80c, role legal adviser, shared 2, entity id 70c3c03c-0b71-4b6f-945f-8327c5947c5c
subsector distribution
count 1, share 0.143, value it services msp, examples Enterprise Computing Solutions, Inc., count 1, share 0.143, value software, examples Clevertech Partners LLC, count 1, share 0.143, value data processing hosting, examples Alchemy Technology Group LLC

7 companies on the graph (8 transactions); most in tech enabled services (2); 3 platforms and 3 add-ons; observed 2023 to 2026

Funds
7 on record
FundVehicleVintageReported gross assets (Form ADV), not fund sizeGAV by yearForm D soldLifecycle
A••••• J•• A••••••••• C••••••••• L••
ADV: Private Equity Fund
Co-investment vehicle2024
first reported on Form ADV
$56.7M
as of Aug 7, 2024
no Form DUnknown
A••••• C••••••••• C••••••••• L••
ADV: Private Equity Fund
Co-investment vehicle2024
first reported on Form ADV
$16.5M
as of Aug 7, 2024
no Form DUnknown
A••••• C••••••••• C••••••••• F•••••• L••
ADV: Private Equity Fund
Co-investment vehicle2024
first reported on Form ADV
$8.7M
as of Aug 7, 2024
no Form DUnknown
A••••• S•••••• I••••••••• C••••••••• L••
ADV: Private Equity Fund
Co-investment vehicle2023
first reported on Form ADV
$98.9M
as of Aug 7, 2024
no Form DEarly deployment
A••••• U••••••• C••••••••• L••
ADV: Private Equity Fund
Co-investment vehicle2022
first reported on Form ADV
$146M
as of Aug 7, 2024
no Form DEarly deployment
A••••• I••••••••• P•••••••• L•••
ADV: Private Equity Fund
buyout or unlabelled2021
first reported on Form ADV
$1.0B
as of Aug 7, 2024
no Form DUnknown
A••••• I••••••••• P••••••• A••• L•••
ADV: Private Equity Fund
Feeder or parallel2021
first reported on Form ADV
$40.1M
as of Aug 7, 2024
no Form DUnknown
Team
8 current, 1 former
1 former (kept with end dates)
Portfolio
10 relationships, 3 platforms, 3 add-ons
CompanyRoleStatusInvestedHeldPartnerSource
L•••••Role unknownactiveJul 6, 2026
transaction announcement
3 monthsD•••• P•••• (confirmed)Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
L•••••Role unknownactiveJul 6, 2026
transaction announcement
3 monthsD•••• P•••• (confirmed)Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
E••••••••• C•••••••• S••••••••• I•••Add-onactiveMar 4, 2026
transaction announcement
7 monthsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
E•••••••• F••••••Add-onactiveSep 17, 2025
transaction announcement
1.0 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
E•••••••• F••••••Add-onactiveSep 17, 2025
transaction announcement
1.0 yearsunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
A•••••• T••••••••• G•••• L••PlatformactiveJul 22, 2024
transaction announcement
2.2 yearsS••••• L••• (confirmed)Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
T•••••••• C••••••• G••••Role unknownactiveJun 12, 2024
transaction announcement
2.3 yearsJ••• C••••••• (confirmed)Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
C••••••••• P••••••• L••Role unknownactiveJun 8, 2023
transaction announcement
3.3 yearsJ••• C••••••• (confirmed)Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
O•••••••••PlatformactiveunknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
O•••••••••PlatformactiveunknownunknownunknownFact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Transactions
8 on record
Placement agents, lenders, advisers and co-investors
11 relationships
Placement agents (4)
  • R••••• M••••••• S••••••••• L•• 2 shared · recurring · last Jan 1, 2022
  • M•••••• C•••••• A•••••••• L•• 2 shared · recurring · last Jan 1, 2022
  • P•• P••••••• L• 2 shared · recurring · last Jan 1, 2021
  • T••••• C•••••• G••••• I••• 2 shared · recurring · last Jan 1, 2021
Financial advisers (4)
  • L•••••• I••••••••• L•• 2 shared · recurring · last Jul 6, 2026
  • C•••••••• G•••••• G•••• I•• 1 shared · one time · last Jun 8, 2023
  • G•••••••• T•••••• 1 shared · one time · last Jun 8, 2023
  • G••••••••• S••••••••• L•• 1 shared · one time · last Jul 22, 2024
Legal advisers (3)
  • G•••••••• T•••••• 2 shared · recurring · last Jul 6, 2026
  • L••••• M•••••• 1 shared · one time · last Jul 6, 2026
  • L••••• M•••••• 1 shared · one time · last Jul 6, 2026
LP commitments
3 disclosed
Events
15 most recent
  1. Sep 15, 2026
  2. Sep 15, 2026
  3. Sep 15, 2026
  4. Sep 15, 2026
  5. Sep 15, 2026
  6. Sep 15, 2026
  7. Jul 6, 2026
  8. Jul 6, 2026
  9. Mar 31, 2026
  10. Mar 4, 2026
  11. Jul 22, 2024
  12. Jun 12, 2024
  13. Jun 12, 2024
  14. Jun 8, 2023
  15. Oct 22, 2020
Across the graphs

A••••• I••••••••• M••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.

Independent Sponsors1RIA and Wealth1Allocators1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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