DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / O••• I••••••••• M••••••••• L••
O••• I••••••••• M••••••••• L••
Fund of funds · probableLower middle marketNew York, NYo•••••••.comSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 1 of 1 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.02bn Private Equity Fund GAV on the Form ADV filed 2024-07-12
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 1 of 1 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 29, 2012 to Jul 12, 2024
- RAUM
- $266Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 1
- PE fund GAV, latest filing
- $15.1Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $266Mevery private fund type, latest filing
- 2024 PE fund GAV
- $15.1Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 4%
- Fund type mix
- filed 2024-07-12, latest gav Hedge Fund $251M, Private Equity Fund $15.1M, latest counts Hedge Fund 17, Private Equity Fund 1, lifetime distinct Hedge Fund 22, Private Equity Fund 1
- Employees
- 8
- Headquarters
- New York, NY
- Office address
- 1 STATE STREET, 32ND FLOOR, New York, NY, 10004
- Business phone
- 212-266-8280
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
1 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| O••• P•••••• E••••• O••••••••• F••• L•• • V•••••• I• C•••• ADV: P•••••• Equity Fund | Fund of funds | 2024 first reported on Form ADV | $15.1M as of Jul 12, 2024 | no Form D | Unknown |
Team
6 current, 3 former
Managing partner (1)
- A••• H• S•••••••• · Member Of Management Committee, Chief Financial Officer And Chief Executive Officer Of P•••••• Equity Division · since Jun 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- A•••••• F••••••••• · Owner · since Dec 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- Y••••••• L••• F••••••••• · Member Of Management Committee · since Jun 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- I•••• F••••••••• · Chief Operating Officer Of Fund-Of-Funds Division · since Mar 1, 2003 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• R•••••• S•••••• · Chief Accounting And Reporting Officer · since Jun 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N••• S•••• · Chief Compliance Officer · since Jun 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
3 former (kept with end dates)
- A•••••• F••••••••• · Managing Member · Dec 1, 2007 to Mar 30, 2017 Inference
- B••••• D•• F••••••••• · Manager · May 1, 2014 to Mar 30, 2018 Inference
- Y••••••• L••• F••••••••• · Manager · May 1, 2014 to Mar 30, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- O••• C•••••• M••••••••• L•• 1 shared · one time · last Jan 1, 2024
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 31, 2026O••• I••••••••• M••••••••• L••: P•••••• Equity Funds on Form ADV 1 (2024 extract) -> 2 (roster 2026-09-01)
- Mar 29, 2012O••• I••••••••• M••••••••• L•• first filed Form ADV in the extract (ERA)
Across the graphs
O••• I••••••••• M••••••••• L•• is the same institution as 4 records in Venture Capital, Independent Sponsors, RIA and Wealth and Private Credit.
Venture Capital1Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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