DFX Intelligence
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A•••••••• C•••••• M••••••••• L••
Venture firm with private equity activityClassification probableLower middle marketSEC exempt reporting adviser· Charleston, SCa••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- Not established
- PE fund assets
- $5.3M
- PE funds
- 2
- Investments held
- Not established
- Deals, last 12 months
- Not established
Form ADV
Form ADV
As of · identity and classification; each section below carries its own date
Why this matters
- Sectors financial_services
- Graphs 2
- Placement agents 3
Classification
How this organization is classified, and on what basisVenture firm with private equity activity · 2 in historyShowHide
- Class
- Venture firm with private equity activityprobable, confidence 70%
- Basis
- R1c: the venture graph classifies the same adviser MICRO_VC
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (2)
- Sep 13, 2026Venture firm with private equity activity (probable, 70%, cls-pe-2)R1c: the venture graph classifies the same adviser MICRO_VC
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 3 Private Equity Fund(s) among 9 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Apr 24, 2018 to Mar 28, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $5.3Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $12.0Mevery private fund type, latest filing
- 2024 PE fund GAV
- $5.3Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 33%
- Fund type mix
- filed 2024-03-28, latest gav Real Estate Fund $2.1M, Private Equity Fund $5.3M, Venture Capital Fund $4.5M, latest counts Real Estate Fund 1, Private Equity Fund 2, Venture Capital Fund 2, lifetime distinct Real Estate Fund 2, Other Private Fund 2, Private Equity Fund 3, Venture Capital Fund 2
- Employees
- unknown
- Headquarters
- Charleston, SC
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- financial services
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
4 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S•••• O••••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $1.8M as of Mar 28, 2024 | no Form D | Unknown | |
| N•• C•••• L••••• F••• I• L• ADV: Venture Capital Fund | buyout or unlabelled | 2021 first reported on Form ADV | $2.4M as of Mar 28, 2024 | no Form D | Unknown | |
| K••••• S••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $3.5M as of Mar 28, 2024 | no Form D | Mature | |
| A••• M••••••• I• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $2.1M as of Mar 29, 2022 | no Form D | Wound down |
Team
15 current, 7 former
Managing partner (2)
- D••••••• B••• B•••• · Managing Member · since Feb 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- I••••• A••••••••• O•••• S•••• · Access the Full Episode Here with A••••••••’s Founder D••••••• B•••• ↗ · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (4)
- A••••• C•••••• C•• · Senior Vice President, Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I•• M••• · Senior Associate, Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• M•••••• C•• · Vice President, Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N•••• E•••• · Senior Associate, Asset Management · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (1)
- V•••••• L•••• · Associate, Asset Management · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (1)
- P•••• S•••••• · Analyst, Investments · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Investor relations (1)
- G••• A••••••••• C••• · Vice President, Client Development & Investor Relations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (5)
- A••••• S••••••• · Director, Strategy & Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• H•••••• C•• · Vice President, Finance & Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••• R•••• · Senior Associate, Fund Accounting · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• S•••••• · Director, Finance · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••••• C••••••• · Vice President, Data Engineer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (1)
- B•••• O••••• · Staff Accountant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
7 former (kept with end dates)
- S••••• A••• C••••••••• · Trustee · Mar 1, 2018 to Mar 30, 2021 Inference
- A•••••••• R•••• C••••••• · Managing Member, Ceo · Mar 1, 2018 to Mar 30, 2021 Inference
- B•••• T• N••••• · Beneficiary · Nov 1, 2013 to Apr 15, 2021 Inference
- A•••• T•••• · Owner · Apr 1, 1991 to Mar 30, 2021 Inference
- D••••• S•••• S••••• · Member And Managing Director · Feb 1, 2021 to Mar 24, 2023 Inference
- T••• D••••• O•••••• · Chief Financial Officer And Director · Dec 1, 2020 to Mar 24, 2023 Inference
- A•••• T••••• B••••• · Director · Mar 1, 2021 to Mar 24, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- A••••• C•••••• I••• 1 shared · one time · last Jan 1, 2018
- T•••• S••••••••• L•• 1 shared · one time · last Jan 1, 2018
- M••• M••• J••••• P••••••• L• 1 shared · one time · last Jan 1, 2018
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026••• Locked
- Apr 24, 2018••• Locked
Across the graphs
A•••••••• C•••••• M••••••••• L•• is the same institution as 2 records in Venture Capital and Real Estate Funds.
Venture Capital1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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