DFX Intelligence
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S• O•• C•••••• M••••••••• L•
Buyout firmClassification confirmedMiddle marketSEC registered investment adviser· Wayne, PAs••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $2.4B
- PE fund assets
- $1.6B
- PE funds
- 19
- Investments held
- 59 of 59
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 4
- RAUM $2.4B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 20 of 20 distinct vehicles are sworn Private Equity Funds; 17 reported gross assets on a filing in 2022 or later
- Size band
- Middle marketdefined by: proxy: $1.59bn Private Equity Fund GAV on the Form ADV filed 2024-07-17
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 20 of 20 distinct vehicles are sworn Private Equity Funds; 17 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Nov 4, 2019 to Mar 31, 2026
- RAUM
- $2.4Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 19
- PE fund GAV, latest filing
- $1.6Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $2.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.6Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-07-17, latest gav Private Equity Fund $1.6B, latest counts Private Equity Fund 17, lifetime distinct Private Equity Fund 20
- Employees
- 24
- Headquarters
- Wayne, PA
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
59 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 59
- period
- to unknown, from unknown, undated holdings 59, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 59
- companies
- 59
- geography
- count 2, share 0.034, value MA
- investments
- 59
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 2
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.017, value life sciences, examples Ancora Biotech, count 1, share 0.017, value healthcare services, examples Innovative gene-based immuno-oncology treatments for solid tumors
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share 0.017, value life sciences, examples Ancora Biotech, count 1, share 0.017, value outpatient specialty clinics, examples Innovative gene-based immuno-oncology treatments for solid tumors
59 companies on the graph (0 transactions); most in life sciences (1); no dated observations
Funds
20 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S• O•• C•••••• O••••••••• F••• I• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $203M as of Jul 17, 2024 | no Form D | Unknown | |
| A•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $150M as of Jul 17, 2024 | no Form D | Unknown | |
| S• O•• C•••••••• X•• L•• ADV: Private Equity Fund | Co-investment vehicle | 2023 first reported on Form ADV | $15.0M as of Jul 17, 2024 | no Form D | Early deployment | |
| S• O•• C•••••• F••• I• A••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2022 first reported on Form ADV | $580M as of Jul 17, 2024 | no Form D | Early deployment | |
| S• O•• C•••••••• I•• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $64.6M as of Jul 17, 2024 | no Form D | Early deployment | |
| S• O•• C•••••••• I••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $17.9M as of Jul 17, 2024 | no Form D | Early deployment | |
| S• O•• C•••••••• I•• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $17.6M as of Jul 17, 2024 | no Form D | Unknown | |
| S• O•• C•••••••• I•••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $10.5M as of Jul 17, 2024 | no Form D | Unknown | |
| S• O•• C•••••••• V•• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $5.5M as of Jul 17, 2024 | no Form D | Unknown | |
| S• O•• C•••••••• V•••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $5.0M as of Jul 17, 2024 | no Form D | Early deployment | |
| S• O•• C•••••••• I•• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $4.5M as of Jul 17, 2024 | no Form D | Early deployment | |
| S• O•• C•••••••• X• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $4.5M as of Jul 17, 2024 | no Form D | Early deployment | |
| S• O•• C•••••••• V• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $4.0M as of Jul 17, 2024 | no Form D | Unknown | |
| S• O•• C•••••••• V••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $2.9M as of Jul 17, 2024 | no Form D | Unknown | |
| S• O•• C•••••••• X••• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $1.1M as of Jul 17, 2024 | no Form D | Unknown | |
| S• O•• C•••••••• I• L•• ADV: Private Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $63,795 as of Jul 17, 2024 | no Form D | Unknown | |
| S• O•• C•••••• F••• I• A••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $505M as of Jul 17, 2024 | no Form D | Unknown | |
| S• O•• C•••••• F••• I••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $498M as of Mar 31, 2021 | no Form D | Unknown | |
| S• O•• C•••••• F••• I••• L• ADV: Private Equity Fund | Feeder or parallel | unknown | $63.2M as of Mar 31, 2021 | no Form D | Unknown | |
| S• O•• C•••••• F••• I• ••••••••• L• ADV: Private Equity Fund | Co-investment vehicle | unknown | $0 as of Jun 25, 2020 | no Form D | Unknown |
Team
12 current, 1 former
Managing partner (2)
- R••••• N•• D•••• · L•••••• Partner; Managing Partner; Coo · since Oct 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S••••• J••• G••••• · Managing Member · since Oct 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- A•• N•• C•• · A•• N•• C••Finance Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V•••• P••••• · V•••• P•••••Finance Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (8)
- A••••• H••••• · A••••• H•••••Executive Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- B••••• W••••• · B••••• W•••••Senior Administrative Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C••••••• K••• · C••••••• K•••Legal & Compliance Counsel · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- F•••••• B••••• · F•••••• B•••••Chief of Staff & Manager, US Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•••• C••••••• M•••••• · Cfo · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M••• M••• · M••• M•••Administrative Assistant · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• O•••••• K••••• · Cco · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••• M•••••••• · T•••• M••••••••Manager, UK Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- M•••••• J•••• F•• · L•••••• Partner; Coo · Oct 1, 2019 to Jul 17, 2024 Inference
Portfolio
59 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
4 relationships
Placement agents (4)
- G•••••• S•••• A•••• M••••••••• I••••••••• 4 shared · strong · last Jan 1, 2022
- T• B• D••••••••• 2 shared · recurring · last Jan 1, 2019
- O••••••• L•• 1 shared · one time · last Jan 1, 2022
- I•••••••• C•••••• A•••••••• I•• 1 shared · one time · last Jan 1, 2022
LP commitments
4 disclosed
- C••••••••• P••••• E••••••••• R••••••••• S••••• in A•••• L• $600M calpers.ca.gov
- C••••••••• P••••• E••••••••• R••••••••• S••••• $90.0M calpers.ca.gov
- C••••••••• P••••• E••••••••• R••••••••• S••••• $78.9M calpers.ca.gov
- C••••••••• P••••• E••••••••• R••••••••• S••••• in S• O•• C•••••• O••••••••• F••• I• L• $72.4M calpers.ca.gov
Events
60 most recent
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- Dec 31, 2025••• LockedLp commitment disclosedFactC••••••••• P••••• E••••••••• R••••••••• S•••••P••••• pension private-markets disclosures, read through the venture lane's LP report tape
- Dec 31, 2025••• LockedLp commitment disclosedFactC••••••••• P••••• E••••••••• R••••••••• S•••••P••••• pension private-markets disclosures, read through the venture lane's LP report tape
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Across the graphs
S• O•• C•••••• M••••••••• L• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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