DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / C••••• S••••• S••••••••• •••• L••
C••••• S••••• S••••••••• •••• L••
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 21 of 31 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
- Size band
- Middle marketdefined by: proxy: $3.55bn Private Equity Fund GAV on the Form ADV filed 2024-10-10
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 21 of 31 admitted vehicles carry the sworn fund-of-funds flag and the name reads as a wealth or access platform
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Oct 10, 2024
- RAUM
- $805Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 20
- PE fund GAV, latest filing
- $3.6Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $3.6Bevery private fund type, latest filing
- 2024 PE fund GAV
- $3.6Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 49%
- Fund type mix
- filed 2024-10-10, latest gav Private Equity Fund $3.6B, latest counts Private Equity Fund 20, lifetime distinct Hedge Fund 32, Private Equity Fund 31
- Employees
- 39
- Headquarters
- New York, NY
- Office address
- 11 MADISON AVENUE, New York, NY, 10010
- Business phone
- (212) 325-2000
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
31 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| D•• D••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $29.6M as of Oct 10, 2024 | no Form D | Early deployment | |
| D•• P••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2023 first reported on Form ADV | $25.5M as of Oct 10, 2024 | no Form D | Early deployment | |
| D•• C••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $2.8B as of Oct 10, 2024 | no Form D | Early deployment | |
| D•• M•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $102M as of Oct 10, 2024 | no Form D | Unknown | |
| D•• M•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $39.9M as of Oct 10, 2024 | no Form D | Early deployment | |
| D•• E••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $27.6M as of Oct 10, 2024 | no Form D | Early deployment | |
| D•• C•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $17.2M as of Oct 10, 2024 | no Form D | Unknown | |
| D•• C••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $5.3M as of Oct 10, 2024 | no Form D | Unknown | |
| D•• I•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $82.3M as of Oct 10, 2024 | no Form D | Unknown | |
| D•• R•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $63.9M as of Oct 10, 2024 | no Form D | Active deployment | |
| D•• B••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2021 first reported on Form ADV | $34,603 as of Jan 24, 2024 | no Form D | Wound down | |
| D•• R•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $95.2M as of Oct 10, 2024 | no Form D | Mature | |
| D•• A•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $63.6M as of Oct 10, 2024 | no Form D | Mature | |
| D•• B•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $41.8M as of Oct 10, 2024 | no Form D | Active deployment | |
| D•• E•• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $46.3M as of Oct 10, 2024 | no Form D | Active deployment | |
| D•• G••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $28.9M as of Oct 10, 2024 | no Form D | Mature | |
| D•• U•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $49.5M as of Oct 10, 2024 | no Form D | Unknown | |
| M•• P• •••••••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2018 first reported on Form ADV | $28.0M as of Oct 10, 2024 | no Form D | Harvest | |
| D•• A•• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $3.1M as of Oct 10, 2024 | no Form D | Harvest | |
| D•• N•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $3.4M as of Mar 8, 2023 | no Form D | Wound down | |
| D•• A••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $1.1M as of Jan 23, 2020 | no Form D | Wound down | |
| D•• B••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2017 first reported on Form ADV | $45,972 as of Mar 8, 2023 | no Form D | Wound down | |
| D•• L•• L••• ADV: P•••••• Equity Fund | Fund of funds | 2016 first reported on Form ADV | $34.5M as of Jan 23, 2020 | no Form D | Wound down | |
| D•• O•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2016 first reported on Form ADV | $23.7M as of Oct 10, 2024 | no Form D | Mature | |
| D•• A••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2016 first reported on Form ADV | $14.3M as of Jan 23, 2020 | no Form D | Wound down | |
| D•• A• ADV: P•••••• Equity Fund | Fund of funds | 2016 first reported on Form ADV | $6.2M as of Jan 23, 2020 | no Form D | Wound down | |
| D•• P•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2016 first reported on Form ADV | $4.6M as of Oct 10, 2024 | no Form D | Harvest | |
| D•• A•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $26.5M as of Oct 1, 2020 | no Form D | Wound down | |
| D•• F•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $17.3M as of Jan 26, 2017 | no Form D | Wound down | |
| D•• S•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $175,184 as of Jan 26, 2017 | no Form D | Wound down | |
| D•• T•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2015 first reported on Form ADV | $31,861 as of Jan 24, 2024 | no Form D | Wound down |
Team
6 current, 62 former
Managing partner (1)
- T••••• W••• · Chief E•••••••• Officer, Board Member · since Jul 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Operating partner (1)
- G••• H•••••• · Head Of Operations · since Aug 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Board or advisory (1)
- J•••••• D•••• · Board Member · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (3)
- M•••• C••••• · General Counsel · since Mar 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••••• D•••••• · Chief Compliance Officer For The Broker Dealer & The Investment Advisor · since Aug 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- W•••• P••••• · Chief Financial Officer · since Dec 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
62 former (kept with end dates)
- A••••••• J• C••••• · Board Member · Apr 1, 2012 to May 6, 2014 Inference
- A••••• N••••• · Board Member · Sep 1, 2022 to Mar 31, 2023 Inference
- A••••• M••••• · Board Member · Jul 1, 2014 to Apr 27, 2016 Inference
- A•••••• D•••••••• · Board Member · May 1, 2007 to Mar 28, 2013 Inference
- B••••• S•••• J••• M•••••• · Board Member · Jan 1, 2022 to Jun 1, 2023 Inference
- B•••• M•••••• C••• · Board Member · Sep 1, 2016 to May 12, 2021 Inference
- B•••• T••••• R••••••• · Board Member · Feb 1, 2017 to Oct 11, 2023 Inference
- D••••• J••• B•••• · Board Member · Feb 1, 2012 to Apr 16, 2012 Inference
- E••••• F•••••••• T••••• · Board Member · Jan 1, 2013 to Apr 27, 2016 Inference
- J•••• L•••• A•••• · Board Member · Dec 1, 2014 to Mar 30, 2020 Inference
- J•••• P•••••• L••••• · Board Member · Apr 1, 2016 to Oct 11, 2023 Inference
- J•••••• C•••••••• O••••••• · Board Member · Apr 1, 2016 to Sep 9, 2020 Inference
- J•• R••••• K•••• · Board Member · May 1, 2013 to May 6, 2014 Inference
- L••• J••• W••••• · Board Member · Feb 1, 2014 to Feb 25, 2016 Inference
- M•••••• J••••• P••••••• · Board Member · Feb 1, 2011 to Mar 15, 2013 Inference
- M••••• W•••• A••••••••• · Board Member · Mar 1, 2021 to Oct 11, 2023 Inference
- N••••• L••••• P••••• · Board Member · Jan 1, 2013 to May 6, 2014 Inference
- P••••• S• V•••• · Board Member · Mar 1, 2013 to May 6, 2014 Inference
- R•••••• E••••• T••••••••• · Board Member · Apr 1, 2016 to Aug 22, 2018 Inference
- S•••••• F••••• M••••••• · Board Member - Chief Risk Officer · Feb 1, 2014 to Jan 21, 2016 Inference
- S••••• H•••• G•••••• · Board Member · Jun 1, 2011 to May 6, 2014 Inference
- D•••• L••••••• M••••• · Global Head Of Investment Banking, Capital Markets And Credit. Head Of C••••• S••••• A••••••• · Jan 1, 2022 to Jul 11, 2023 Inference
- A•••••• C••••• Q•••••••• · Board Member, President & Chief E•••••••• Officer · Dec 1, 2010 to May 31, 2012 Inference
- E••• M••••• V••••• · Board Member And Chief E•••••••• Officer · Sep 1, 2016 to Mar 31, 2022 Inference
- R••••• S•••• S••••• · Board Member, Chairman · Jan 1, 2013 to Apr 27, 2016 Inference
- T•••••• L•••• · Chief E•••••••• Officer, Board Member · Oct 1, 2022 to Oct 11, 2023 Inference
- T•••••• P•••••• O•••• · Board Member, President And Chief E•••••••• Officer · Jan 1, 2013 to Oct 31, 2016 Inference
- R•••••• J••• S•• C••••• · Head Of Operations · Apr 1, 2017 to Oct 11, 2023 Inference
- W•••••• F•••••• J• H••••• · Head Of Operations · Jan 1, 2012 to Apr 19, 2017 Inference
- D•••• A••••• B•••••••• · Global Head Of S••••••••• Research · Dec 1, 2020 to Mar 28, 2024 Inference
- J•• K•• · Co-Head Of Fixed Income Sales And Trading And Head Of Credit · Apr 1, 2021 to Mar 8, 2023 Inference
- A•••••• M•••• B••••••• · Chief Compliance Officer (Cco) For Investment Adviser · Feb 1, 2013 to Mar 30, 2016 Inference
- A•••••• W•••• · Chief Risk Officer · Sep 1, 2023 to Aug 5, 2024 Inference
- A•••••• J••••• D••••••••• · Chief Compliance Officer (Cco) For Investment Adviser · Aug 1, 2018 to Dec 19, 2022 Inference
- A•••••• L•••• A••••••• · Interim Head Of Equities Sales And Trading - Texas Designated Officer · Apr 1, 2021 to Mar 8, 2023 Inference
- B•••••• H•••••• N•••••••• · General Counsel · Feb 1, 2023 to Oct 11, 2023 Inference
- C••••• A•••••• W••• P•••• · Chief Compliance Officer (Cco) For Investment Adviser · Mar 1, 2016 to Sep 11, 2018 Inference
- C••••• O••• · Board Member & Chief Financial Officer · Feb 1, 2011 to Jul 29, 2014 Inference
- C•••••• M•••• L••••• · General Counsel · Jan 1, 2019 to Mar 8, 2023 Inference
- D••••• P• S•••••• · Chief Operating Officer · Feb 1, 2016 to Oct 31, 2016 Inference
- D•••• I• K••••• · Chief Risk Officer · Aug 1, 2020 to Jun 12, 2024 Inference
- D•••• O••• · Chief Risk Officer · Oct 1, 2015 to Oct 31, 2016 Inference
- D••••• N••• R•••• · General Counsel · Aug 1, 2005 to Jan 26, 2017 Inference
- G••• T•••••• O••••• · Treasurer · Aug 1, 2014 to Feb 25, 2016 Inference
- G•••• T•••• B••••• · Chief Compliance Officer For The Investment Advisor · Dec 1, 2022 to Jul 11, 2023 Inference
- G•• C• K••••••• · Chief Risk Officer · Oct 1, 2016 to Sep 9, 2020 Inference
- J••••• J••••• S••••••••• · Treasurer · Jan 1, 2016 to May 8, 2018 Inference
- L••••••• M•••••• Y•••• · General Counsel · Jul 1, 2016 to Mar 28, 2019 Inference
- L••••• J• O••••• · Chief Compliance Officer (Cco) For Investment Adviser · Aug 1, 2011 to Mar 15, 2013 Inference
- L•••• H••••• W•••••• · Secretary · Jun 1, 2016 to Aug 22, 2018 Inference
- L••••• G••••••• · Chief Compliance Officer (Cco) For Broker-Dealer · Jun 1, 2010 to Jan 21, 2016 Inference
- M••• B••• F•••• · Chief Compliance Officer For The Broker Dealer · Aug 1, 2020 to Aug 17, 2022 Inference
- M••• W••••••• · Secretary · Mar 1, 2018 to Mar 31, 2022 Inference
- M•••• A••• M••••• · Chief Compliance Officer For The Broker Dealer & The Investment Advisor · Jun 1, 2022 to Sep 20, 2024 Inference
- M•••••• J• E•••• · Head Of C••••• S••••• Investment Bank, Texas Designated Officer · Aug 1, 2022 to Oct 10, 2024 Inference
- N••••• C••••• S•••• · Chief Operating Officer · Jun 1, 2018 to Oct 11, 2018 Inference
- P••• J••••• O••••• · Chief Financial Officer · Jul 1, 2014 to Aug 22, 2018 Inference
- P••• R••• G••••••• · Head Of Equities - Texas Designated Officer · Feb 1, 2018 to May 12, 2021 Inference
- P•••• A•• D••••••• · Chief Compliance Officer For The Broker Dealer · Jan 1, 2016 to Sep 9, 2020 Inference
- P•••• J••• F••••• · Treasurer · Apr 1, 2011 to Sep 23, 2014 Inference
- P•••• N••••• · Chief Operating Officer · Oct 1, 2016 to Aug 22, 2018 Inference
- S••••• J••••• L•••••• · Chief Financial Officer · Jul 1, 2018 to Mar 28, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 816 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 30, 2012C••••• S••••• S••••••••• •••• L•• first filed Form ADV in the extract (IA)
Across the graphs
C••••• S••••• S••••••••• •••• L•• is the same institution as 5 records in Venture Capital, Independent Sponsors, RIA and Wealth, Private Credit and Real Estate Funds.
Venture Capital1Independent Sponsors1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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