DFX Intelligence
Private Equity Intelligence
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Firms / C••••••••• C••••••••• I•••••••••
C••••••••• C••••••••• I•••••••••
Fund of funds · probableLower middle marketNewport Beach, CAwebsiteSEC registered investment adviser
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 10 of 11 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.30bn Private Equity Fund GAV on the Form ADV filed 2024-12-12
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 10 of 11 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Dec 12, 2024
- RAUM
- $6.6Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 8
- PE fund GAV, latest filing
- $302Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $1.3Bevery private fund type, latest filing
- 2024 PE fund GAV
- $302Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 67%
- Fund type mix
- filed 2024-12-12, latest gav Other Private Fund $1.0B, Private Equity Fund $302M, Venture Capital Fund $4.9M, latest counts Other Private Fund 3, Private Equity Fund 8, Venture Capital Fund 1, lifetime distinct Other Private Fund 3, Private Equity Fund 8, Venture Capital Fund 1
- Employees
- 72
- Headquarters
- Newport Beach, CA
- Office address
- 610 NEWPORT CENTER DRIVE, SUITE 500, Newport Beach, CA, 92660-6404
- Business phone
- 949-721-9580
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
11 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••••••••• P•••••• I••••• F••• I•• L••• ADV: Other P•••••• Fund | Fund of funds | 2024 first reported on Form ADV | $0 as of Dec 12, 2024 | no Form D | Unknown | |
| C••••••••• C••••••••• P• I•• ••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2024 first reported on Form ADV | $0 as of Dec 12, 2024 | no Form D | Unknown | |
| C••••••••• C••••••••• P• I•• ••• L••• ADV: P•••••• Equity Fund | Fund of funds | 2024 first reported on Form ADV | $0 as of Dec 12, 2024 | no Form D | Unknown | |
| C••••••••• P•••••• I••••• F••• I• L••• ADV: Other P•••••• Fund | Fund of funds | 2023 first reported on Form ADV | $112M as of Dec 12, 2024 | no Form D | Unknown | |
| C••••••••• C••••••••• P• F••• I• ••• L• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $115M as of Dec 12, 2024 | no Form D | Early deployment | |
| C••••••••• C••••••••• P• F••• I• ••• L• ADV: P•••••• Equity Fund | Fund of funds | 2022 first reported on Form ADV | $55.8M as of Dec 12, 2024 | no Form D | Unknown | |
| C•• C••• B••• F••• ADV: Other P•••••• Fund | SPV | 2020 first reported on Form ADV | $904M as of Dec 12, 2024 | no Form D | Active deployment | |
| C••••••••• C••••••••• P• F••• I• ••• L• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $53.1M as of Dec 12, 2024 | no Form D | Mature | |
| C••••••••• C••••••••• P• F••• I• ••• L• ADV: P•••••• Equity Fund | Fund of funds | 2020 first reported on Form ADV | $42.8M as of Dec 12, 2024 | no Form D | Mature | |
| C••••••••• C••••••••• S••• F••• V••• ••••••••• L• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $18.5M as of Dec 12, 2024 | no Form D | Mature | |
| C••••••••• C••••••••• S••• F••• V•••• L• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $16.5M as of Dec 12, 2024 | no Form D | Mature |
Team
8 current, 24 former
Managing partner (3)
- D••••••• C•••••••• · President · since Jul 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• R••••••• C•••• · Chairman · since Oct 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• S•••• L•••• · Chief Executive Officer · since Sep 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- J•••• D••• I•• M••••••••• · Managing Director · since Jul 1, 2002 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N•••• C• W••• · Managing Director · since Dec 1, 2015 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (1)
- J•••• E• L•••• · Director · since Jan 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- M•••••• E••••••• · Chief Operating Officer · since Dec 1, 2009 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• R•••• P••••• · Director Of Outsourced Investments/Chief Compliance Officer (Cco) · since Sep 1, 2013 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
24 former (kept with end dates)
- T••••• M•••••• S•••••••• · Research Analyst · Jul 1, 2014 to Aug 12, 2015 Inference
- A•••••••• J••••• C•••••• · Associate · Sep 1, 2013 to Mar 27, 2018 Inference
- J•••••• A•• M•••• · Sr. Client Service Specialist · Jan 1, 2013 to Mar 27, 2018 Inference
- B••••••• R•• F••••••• · President · Sep 1, 2013 to Aug 12, 2015 Inference
- A•••• H••••• B•••••••• · Managing Director · Aug 1, 2001 to Mar 27, 2018 Inference
- A••••••• C••••• D•••••••• · Manager Of Client Services · Jul 1, 2014 to Mar 27, 2018 Inference
- G•••••• B•••• K••••••• · Manager Of Analytics · Jan 1, 2013 to Jan 22, 2014 Inference
- J•••• M•••••• H••••• · Chief Investment Officer & Director Of Research · Nov 1, 2012 to Aug 22, 2014 Inference
- L•••••• a• I•• Y••••• · Managing Director · Oct 1, 1999 to Aug 22, 2014 Inference
- A•• M••••••• G••••••• · Director Of M•••eting · Mar 1, 2012 to Jan 22, 2014 Inference
- J•••••• L••••••• P••••••• · Director Of Human Resources And Adminstration · Mar 1, 2012 to Mar 27, 2018 Inference
- J•••••• P••••••• · Director Of Human Resources And Adminstration · Mar 1, 2012 to Feb 27, 2017 Inference
- M••• A••••• M••••••• · Chief Compliance Officer · Aug 1, 2009 to Dec 4, 2014 Inference
- P••• M•••••• N••••• · Chief Financial Officer; Finop · Jan 1, 2010 to Mar 28, 2013 Inference
- R••••• B• P•••• · M•••eting Manager · Nov 1, 2013 to Mar 27, 2018 Inference
- T••••• B••••• · Chief Financial Officer · Mar 1, 2013 to Aug 22, 2014 Inference
- A•••• D•••• J••• · Director Of Global Equity Research · Mar 1, 2013 to Aug 22, 2014 Inference
- K•••••• P•••• K•••••• · Director · Mar 1, 2012 to Dec 22, 2016 Inference
- M•••••• T••••• F••••• · Director Of Manager Research · Oct 1, 2009 to Mar 28, 2013 Inference
- R••• M•••••• Q•••• · Director Of Alternative Investment Research · Mar 1, 2013 to Mar 30, 2016 Inference
- R••• O••• S•••••••• · Director Of P•••••• Equity Research · Mar 1, 2013 to Mar 31, 2014 Inference
- J•••• E• L•••• · Vice President · Feb 1, 2012 to Mar 27, 2018 Inference
- N•••• C• W••• · Vice President · Aug 1, 2007 to Mar 27, 2018 Inference
- S••• T••••• · Vice President · Jul 1, 2014 to Mar 27, 2018 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- M•••• C•••••• C•••• 2 shared · recurring · last Jan 1, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- May 4, 2026C••••••••• C••••••••• I•••••••••: P•••••• Equity Funds on Form ADV 8 (2024 extract) -> 9 (roster 2026-09-01)
- Mar 30, 2012C••••••••• C••••••••• I••••••••• first filed Form ADV in the extract (IA)
Across the graphs
C••••••••• C••••••••• I••••••••• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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