DFX Intelligence
Private Equity Intelligence
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Firms / C••••••• C•••••• C•••••••••
C••••••• C•••••• C•••••••••
••• Locked
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.01bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 8 of 8 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 29, 2012 to Mar 28, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 3
- PE fund GAV, latest filing
- $12.5Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $12.5Mevery private fund type, latest filing
- 2024 PE fund GAV
- $12.5Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-28, latest gav Private Equity Fund $12.5M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 8
- Employees
- unknown
- Headquarters
- Dallas, TX
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
5 on record, 2 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| C••••••• C•••••• E••••• P••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2019 first reported on Form ADV | $11.9M as of Mar 28, 2024 | no Form D | Unknown | |
| C••••••• C•••••• E••••• P•••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2014 first reported on Form ADV | $404,041 as of Mar 31, 2021 | no Form D | Wound down | |
| C••••••• E•••••••• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $346,675 as of Mar 28, 2024 | no Form D | Mature | |
| C••••••• T••••••• A••••• P••••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $199,454 as of Mar 28, 2024 | no Form D | Harvest | |
| C••••••• C••• P•••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 29, 2019 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| O•••••• E••••• P•••••••• L••• | Private Equity Fund | 2019 to 2022 | $24.1M filed Mar 31, 2022 | adviserinfo.sec.gov | |
| O•••••• E••••• P••••••• C•••••••• L• | Private Equity Fund | 2020 to 2022 | $4.4M filed Mar 31, 2022 | adviserinfo.sec.gov |
Team
2 current, 0 former
Managing partner (1)
- G••• B•••• W••• · Managing Director And President · since Jan 1, 1991 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- G•••••• B•••• W••• · Manging Director And Chief Compliance Officer · since Dec 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Sep 1, 2026Adviser CRD 163527 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Mar 29, 2012C••••••• C•••••• C••••••••• first filed Form ADV in the extract (ERA)
Across the graphs
C••••••• C•••••• C••••••••• is the same institution as 2 records in Venture Capital and RIA and Wealth.
Venture Capital1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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