DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
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Firms / N••••• G•••• C••••••• L••
N••••• G•••• C••••••• L••
Classification
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 3 of 3 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.03bn Private Equity Fund GAV on the Form ADV filed 2024-03-21
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 3 of 3 distinct vehicles are sworn Private Equity Funds; 2 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 29, 2022 to Mar 21, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 2
- PE fund GAV, latest filing
- $28.6Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $28.6Mevery private fund type, latest filing
- 2024 PE fund GAV
- $28.6Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-21, latest gav Private Equity Fund $28.6M, latest counts Private Equity Fund 2, lifetime distinct Private Equity Fund 3
- Employees
- unknown
- Business phone
- 617-413-2001
Stated criteria beside observed behaviour
1 observed deals
Stated by the firm
- Sectors
- healthcare, technology, transportation logistics
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- $10.0M to $30.0M
- Control
- control
- Thesis
- N••••• G•••• normally invests in businesses with between $10 million and $30 million of pre-tax profits.
Observed from deals on record
- roles
- platform 1
- period
- to 2022-06-02, from 2022-06-02, undated holdings 0, dated observations 2
- window
- last 2022-06-02, first 2022-06-02
- control
- control 1
- companies
- 1
- geography
- count 1, share unknown, value SC
- investments
- 1
- seller kinds
- transactions
- 1
- cadence by year
- 2022 platforms 1
- platform add on
- add ons 0, platforms 1, add ons per platform unknown
- sector known for
- 1
- disclosed value usd
- n 0
- sector distribution
- count 1, share unknown, value business services, examples QC Ally, LLC
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 1, share unknown, value other professional services, examples QC Ally, LLC
1 companies on the graph (1 transactions); most in business services (1); 1 platforms and 0 add-ons; observed 2022 to 2022
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N•• G•••• I••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $26.1M as of Mar 21, 2024 | no Form D | Unknown | |
| N•• F••••••• H•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $2.4M as of Mar 21, 2024 | no Form D | Unknown | |
| N•••••••• I••••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $0 as of Mar 30, 2023 | no Form D | Wound down |
Team
4 current, 1 former
Partner (4)
- A••• S• D•••••••• · Partner · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••• R• Y••• · Partner · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- D••••• Y••••••• J••• · Partner · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T••••• R•••••• M••• · Partner · since Jan 1, 2014 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
1 former (kept with end dates)
- A•••• E•••••••• E•••• · Chief Compliance Officer, Chief Financial Officer · Jan 1, 2014 to Mar 30, 2023 Inference
Portfolio
1 relationships, 1 platforms, 0 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| Q• A•••• L•• | Platform | unknown | Jun 2, 2022 transaction announcement | 4.3 years | unknown | Fact DFX graph bridge (shared CRD, CIK, EIN, SEC fund id and individual CRD across fo/isi/vc/pe) |
Transactions
1 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Jun 2, 2022 | Platform acquisition | Q• A•••• L•• | Sponsor | capricecapital.com |
Placement agents, lenders, advisers and co-investors
2 relationships
Co-investors (2)
- P••••• C•••••• 1 shared · one time · last Jun 2, 2022
- C•••••• C•••••• P••••••• 1 shared · one time · last Jun 2, 2022
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Mar 29, 2022N••••• G•••• C••••••• L•• first filed Form ADV in the extract (ERA)
Across the graphs
N••••• G•••• C••••••• L•• is the same institution as 1 record in Independent Sponsors.
Independent Sponsors1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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