DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / N•• F•••••••• L••
N•• F•••••••• L••
Fund of funds · probableLower middle marketShaker Heights, OHc••••••.comSEC registered investment adviser
Corient is a fee-only wealth management firm that offers ultra high net worth and uber high net worth individuals with solutions to simplify their wealth.
Classification
- Class
- Fund of fundsprobable, confidence 75%
- Basis
- R1: 12 of 12 admitted vehicles carry the sworn fund-of-funds flag
- Size band
- Lower middle marketdefined by: proxy: $0.21bn Private Equity Fund GAV on the Form ADV filed 2024-06-28
Classification history (1)
- Sep 13, 2026Fund of funds (probable, 75%, cls-pe-1)R1: 12 of 12 admitted vehicles carry the sworn fund-of-funds flag
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Dec 22, 2011 to Jun 28, 2024
- RAUM
- $519Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 22
- PE fund GAV, latest filing
- $214Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $694Mevery private fund type, latest filing
- 2024 PE fund GAV
- $24.0Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 67%
- Fund type mix
- filed 2024-06-28, latest gav Hedge Fund $440M, Real Estate Fund $29.8M, Private Equity Fund $214M, Venture Capital Fund $10.8M, latest counts Hedge Fund 6, Real Estate Fund 8, Private Equity Fund 22, Venture Capital Fund 1, lifetime distinct Hedge Fund 7, Real Estate Fund 8, Private Equity Fund 32, Venture Capital Fund 1
- Employees
- 0
- Headquarters
- Shaker Heights, OH
- Office address
- 3401 TUTTLE ROAD, SUITE 290, Shaker Heights, OH, 44122
- Business phone
- 216-491-3990
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
12 on record, 19 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| D••• O••••••••• P••••••• 2••• ADV: P•••••• Equity Fund | Fund of funds | 2020 year in the fund name | $0 as of Jul 14, 2023 | no Form D | Wound down | |
| V•••••• C•••••• I••••••••• P••••••• 2•••• L•••• ADV: P•••••• Equity Fund | Fund of funds | 2014 year in the fund name | $23.0M as of Jun 28, 2024 | no Form D | Harvest | |
| P•••••• E••••• C•••••• P••••••• 2••• L•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2011 year in the fund name | $71,000 as of Feb 6, 2023 | no Form D | Wound down | |
| K••• E••••• P••••••• 2•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2006 year in the fund name | $0 as of Jul 14, 2023 | no Form D | Wound down | |
| P•••••• E••••• C•••••• P••••••• 2•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2005 year in the fund name | $987,000 as of Jun 28, 2024 | no Form D | Harvest | |
| P•••••• E••••• C•••••• P••••••• 2••• L••••• O•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2005 year in the fund name | $100,000 as of Jul 14, 2023 | no Form D | Wound down | |
| P•••••• E••••• C•••••• P••••••• 2•••• L•• ADV: P•••••• Equity Fund | Fund of funds | 2000 year in the fund name | $0 as of Aug 20, 2018 | no Form D | Wound down | |
| P•••••• E••••• C•••••• P••••••• 2••• N•• L•• ADV: P•••••• Equity Fund | Fund of funds | 2000 year in the fund name | $0 as of Aug 20, 2018 | no Form D | Wound down | |
| K••• E••••• P•••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $551,000 as of Jul 10, 2020 | no Form D | Wound down | |
| T•••• E••• C•••••• I• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $0 as of Mar 24, 2014 | no Form D | Unknown | |
| P•••••• E••••• C•••••• P•••••••• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $0 as of Aug 20, 2018 | no Form D | Wound down | |
| L•••••• C•••••• F•••• L•• ADV: P•••••• Equity Fund | Fund of funds | unknown | $0 as of Aug 20, 2018 | no Form D | Wound down |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| I••••••••• S••••••••• F•••• L•• | H•••• Fund | 2012 to 2023 | $66.5M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| P•••••• E••••• C•••••• P••••••• 2•••• L•• | P•••••• Equity Fund | 2019 to 2023 | $18.7M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| C••••••••• O••••••••• F••• 2••• | P•••••• Equity Fund | 2020 to 2023 | $16.5M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| C••••••••• O••••••••• F••• 2•••• L•• | P•••••• Equity Fund | 2022 to 2023 | $12.1M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| P•••••• E••••• C•••••• P••••••• 2•••• L•• | P•••••• Equity Fund | 2017 to 2023 | $12.1M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| T• I••••••••• F•••• L•• | P•••••• Equity Fund | 2022 to 2023 | $11.9M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| P•••••• E••••• C•••••• P••••••• 2•••• L•• | P•••••• Equity Fund | 2022 to 2023 | $10.7M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| P•••••• C••••• I••••••••• F••• 2•••• L•• | P•••••• Equity Fund | 2017 to 2023 | $8.0M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| P•••••• E••••• C•••••• P••••••• 2•••• L•• | P•••••• Equity Fund | 2015 to 2023 | $7.5M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| T••••••••• O••••••••• F•••• L•• | P•••••• Equity Fund | 2012 to 2023 | $5.3M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| P•••••• C••••• I••••••••• F•••• L•• | P•••••• Equity Fund | 2013 to 2023 | $3.3M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| P•••••• E••••• C•••••• P••••••• 2•••• L•• | P•••••• Equity Fund | 2012 to 2023 | $3.0M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| D••••••••• M•••••• I••••••••• F•••• L•• | P•••••• Equity Fund | 2012 to 2023 | $1.7M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| P•••••• E••••• C•••••• P••••••• 2•••• L•• | P•••••• Equity Fund | 2012 to 2023 | $1.4M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| K• E••••• P••••••• 2•••• L•• | P•••••• Equity Fund | 2013 to 2023 | $1.1M filed Jul 14, 2023 | adviserinfo.sec.gov | |
| M••••• D••••••••• I••••••••• F•••• L•• | P•••••• Equity Fund | 2012 to 2023 | $963,000 filed Jul 14, 2023 | adviserinfo.sec.gov | |
| K••• E••••• F••• 2•••• L•• | P•••••• Equity Fund | 2012 to 2023 | $709,000 filed Jul 14, 2023 | adviserinfo.sec.gov | |
| H•••••• H•••• P•••••••• L•• | P•••••• Equity Fund | 2012 to 2023 | $127,000 filed Jul 14, 2023 | adviserinfo.sec.gov | |
| E••••••••• I••••••••• F•••• L•• | P•••••• Equity Fund | 2012 to 2023 | $20,000 filed Jul 14, 2023 | adviserinfo.sec.gov |
Team
8 current, 7 former
Managing partner (1)
- K••• M•••••••• · Chief Executive Officer · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (5)
- A••• M••• · Chief Financial Officer · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••• L••• S••••• · Chief M•••••ing Officer · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•••••• L••••••• C•••• G••••• · Chief Operating Officer · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• W•••••• A•••• · General Counsel · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• C••• E•••• · Chief Compliance Officer · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Other (2)
- A••••• M••• H••••••• · Head Of Solutions · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P•••• Y•••• W••••• · Head Of Alternatives · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
7 former (kept with end dates)
- C•••••••• L••••• J•••••• · Co-President & Secretary · Oct 1, 2007 to Jun 28, 2024 Inference
- T•••••• C••••• S••••••• · Co-President & Treasurer · Oct 1, 1996 to Jun 28, 2024 Inference
- C••••••••• J••• C•••• · Chief Compliance Officer · Aug 1, 2009 to Mar 4, 2014 Inference
- J••••• F••••• S•••••••• · Senior Vice President & Assistant Treasurer · Dec 1, 2022 to Jun 28, 2024 Inference
- S•••• J•••••• S•••• · Senior V.P. & Treasurer · Oct 1, 2007 to Mar 30, 2015 Inference
- S•••••• M•••• P••••• · Chief Compliance Officer · Feb 1, 2014 to Jun 28, 2024 Inference
- T••••• J••••• A•••••• · Senior Vice President & Assistant Secretary · Dec 1, 2022 to Jun 28, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
11 most recent
- Sep 1, 2026Adviser CRD 122268 is not on the SEC registered or exempt adviser roster of 2026-09-01
- Jun 1, 2026C•••••• Completes Acquisitions of Stonehage Fleming and Stanhope Capital Group; Global Assets Surpass US$500 Billion
- May 13, 2026C•••••• Announces Acquisition of Capital Advisors, Expanding its Presence in the U.S. Southwest
- Apr 16, 2026C•••••• Continues Global Expansion with Acquisition of Geneva-based Bedrock Group
- Apr 9, 2026C•••••• Announces Acquisition of Vivaldi Capital Management
- Sep 4, 2025C•••••• Acquires Breed’s Hill Capital, a Premier Wealth Advisor Providing Dedicated Service to Ultra-High-Net-Worth Families
- Feb 6, 2025C•••••• Acquires Rootstock, an Ultra-High-Net-Worth Pittsburgh-Based RIA with Approximately $600 Million in Assets Under Management
- Jan 15, 2025C•••••• Acquires Multi-Family Office Business of Geller, Expanding U.S. Wealth Management Presence and Deepening Family Office Capabilities
- Dec 17, 2024C•••••• to Acquire H.M. Payson, Maine's Largest Registered Investment Advisor
- Nov 1, 2024C•••••• Acquires $1.8-Billion Ensemble Capital, Bolstering California Presence
- Dec 22, 2011N•• F•••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
N•• F•••••••• L•• is the same institution as 4 records in Venture Capital, RIA and Wealth, Private Credit and Real Estate Funds.
Venture Capital1RIA and Wealth1Private Credit1Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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