DFX Intelligence

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B•••• D•••••• C•••••• M••••••••• L•••••

CandidateClassification candidateUpper middle marketSEC registered investment adviser· Stamford, CTb•••.com

••• Locked

As of 2026-09-21 · identity and classification; each section below carries its own date

Regulatory AUM: $11B
PE fund assets: $6.0B
PE funds: 13
Investments held: Not established
Deals, last 12 months: Not established

Funds and vehicles Team (3)Transactions

As of 2026-09-21 · identity and classification; each section below carries its own date

Why this matters

This firm publishes its own acquisition criteria, so a fit test does not have to be inferred from past deals.
EBITDA $20.0M to $100MSectors environmental_services,building_products,manufacturing,automotive,chemicals_materials,energy,agriculture,packaging,infrastructure,technology,food_beverage,industrials,healthcare,transportation_logistics,life_sciences,consumer,media_telecomControl control
Also held on 5 other DFX graphs, so its behaviour can be read from more than one side.
Graphs 5
0 lenders and 1 placement agents appear beside this firm on the record.
Placement agents 1

Classification

How this organization is classified, and on what basisCandidate · 1 in historyShow

Class: Candidatecandidate, confidence 40%
Basis: R7: admitted on 37 Private Equity Fund(s) among 87 vehicles; no rule fired
Size band: Upper middle marketdefined by: proxy: $6.02bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Strategies: PRIVATE CREDIT

Classification history (1)

Sep 13, 2026
Candidate (candidate, 40%, cls-pe-1)
R7: admitted on 37 Private Equity Fund(s) among 87 vehicles; no rule fired

Regulatory footprint (Form ADV)

Adviser type: registered investment adviser
Form ADV filings: Mar 30, 2012 to Jul 13, 2026
RAUM: $11Bregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 13
PE fund GAV, latest filing: $6.0Breported gross assets (Form ADV), not fund size
All private fund GAV: $12Bevery private fund type, latest filing
2024 PE fund GAV: $6.0Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 43%
Fund type mix: filed 2024-03-28, latest gav Hedge Fund $1.9B, Real Estate Fund $116M, Private Equity Fund $6.0B, Securitized Asset Fund $2.9B, latest counts Hedge Fund 4, Real Estate Fund 1, Private Equity Fund 12, Securitized Asset Fund 17, lifetime distinct Hedge Fund 9, Real Estate Fund 1, Other Private Fund 6, Private Equity Fund 37, Securitized Asset Fund 34
Employees: 95
Headquarters: Stamford, CT
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour

no observed deals yet

Stated by the firm

Sectors: environmental services, building products, manufacturing, automotive, chemicals materials, energy, agriculture, packaging, infrastructure, technology, food beverage, industrials, healthcare, transportation logistics, life sciences, consumer, media telecom
Geography: not stated or not yet read
Revenue: not stated or not yet read
EBITDA: $20.0M to $100M
Enterprise value: $100M to $1.0B
Equity check: not stated or not yet read
Control: control
Thesis: not stated or not yet read

Observed from deals on record

Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.

Funds

43 on record, 1 more on the reporting tape

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
B••• O••••••• O••••••••• F••• I• A••• L••• ADV: Private Equity Fund	Feeder or parallel	2024 first reported on Form ADV	$156M as of Mar 28, 2024	no Form D	Unknown
B••• O••••••••• F••• I• A••• L••• ADV: Private Equity Fund	Feeder or parallel	2024 first reported on Form ADV	$88.7M as of Mar 28, 2024	no Form D	Unknown
B••• R••• F•••• L••• ADV: Real Estate Fund	buyout or unlabelled	2023 first reported on Form ADV	$116M as of Mar 28, 2024	no Form D	Early deployment
B••• T••••• C•••••••• L••• ADV: Private Equity Fund	Co-investment vehicle	2023 first reported on Form ADV	$68.1M as of Mar 28, 2024	no Form D	Early deployment
B••• T••••• C••••••• I•• L••• ADV: Private Equity Fund	Co-investment vehicle	2023 first reported on Form ADV	$11.4M as of Mar 28, 2024	no Form D	Unknown
B••• T••••• C••••••• I••• L••• ADV: Private Equity Fund	Co-investment vehicle	2023 first reported on Form ADV	$9.7M as of Mar 28, 2024	no Form D	Unknown
F••••• C•••••••• L••• ADV: Private Equity Fund	Co-investment vehicle	2022 first reported on Form ADV	$113M as of Mar 28, 2024	no Form D	Early deployment
B••• O••••••••• F••• V• L••• ADV: Private Equity Fund	buyout or unlabelled	2019 first reported on Form ADV	$722M as of Mar 28, 2024	no Form D	Active deployment
B••• S•••••••• C•••••• F••• I• L••• ADV: Private Equity Fund	buyout or unlabelled	2017 first reported on Form ADV	$259M as of Mar 28, 2024	no Form D	Harvest
B••• O••••••••• F••• I•• L••••• ADV: Private Equity Fund	buyout or unlabelled	2014 first reported on Form ADV	$3.0B as of Mar 28, 2024	no Form D	Mature
B••• P•• I••••••••• L••• ADV: Private Equity Fund	buyout or unlabelled	2013 first reported on Form ADV	$19.2M as of Mar 28, 2024	no Form D	Mature
B••• O••••••••• F••• I••• L••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$1.5B as of Mar 28, 2024	no Form D	Mature
B••• O••••••• O••••••••• F••• I•• L••• ADV: Private Equity Fund	Feeder or parallel	unknown	$409M as of Feb 18, 2014	no Form D	Wound down
B••• O••••••• O••••••••• F••• I••• L••• ADV: Private Equity Fund	Feeder or parallel	unknown	$146M as of Feb 18, 2014	no Form D	Wound down
B••• O••••••••• F••• I•• L••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$91.4M as of Mar 28, 2024	no Form D	Mature
B••• O••••••• O••••••••• F••• a• L••• ADV: Private Equity Fund	Feeder or parallel	unknown	$74.3M as of Feb 18, 2014	no Form D	Wound down
B••• O••••••••• F•••• L••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$21.5M as of Apr 25, 2016	no Form D	Wound down
G•• R••••••• I••• L••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$14.0M as of Apr 25, 2016	no Form D	Wound down
G•• R••••••• I•• L••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$13.2M as of Apr 25, 2016	no Form D	Wound down
G•• E••••••• M•••••••• C••••••• L•••• ADV: Private Equity Fund	Credit fund	unknown	$3.7M as of Feb 18, 2014	no Form D	Wound down
G•• R••••••• I••• L••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$3.2M as of Mar 29, 2019	no Form D	Wound down
G•• E••••••• M•••••••• F•••• L••• ADV: Private Equity Fund	Credit fund	unknown	$3.0M as of Oct 12, 2017	no Form D	Wound down
G•• R••••••• I•• P••••••• F•••• L••• ADV: Private Equity Fund	Feeder or parallel	unknown	$2.7M as of Mar 29, 2019	no Form D	Wound down
G•• E••••••• M•••••••• O••••••• P••••••• I••••••••• L••• ADV: Private Equity Fund	Credit fund	unknown	$1.4M as of Oct 12, 2017	no Form D	Wound down
G•• E••••••• M•••••••• O••••••• F••• I•• L••• ADV: Private Equity Fund	Credit fund	unknown	$797,683 as of Jul 1, 2020	no Form D	Wound down
G•• E••••••• M•••••••• O••••••• P••••••• F••• I•• L••• ADV: Private Equity Fund	Credit fund	unknown	$755,466 as of Jul 1, 2020	no Form D	Wound down
G•••••••• S••••• C•••••• P••••••• I•• L••• ADV: Private Equity Fund	Buyout fund	unknown	$677,517 as of Mar 31, 2017	no Form D	Harvest
G•• E••••••• M•••••••• P••••••• I•••••••• I•• L••• ADV: Private Equity Fund	Credit fund	unknown	$484,925 as of Jul 1, 2020	no Form D	Wound down
G•• E••••••• M•••••••• O••••••• F•••• L••• ADV: Private Equity Fund	Credit fund	unknown	$452,078 as of Oct 12, 2017	no Form D	Wound down
G•• E••••••• M•••••••• F••• I•• L••• ADV: Private Equity Fund	Credit fund	unknown	$402,615 as of Jul 1, 2020	no Form D	Wound down
G•• E••••••• M•••••••• P••••••• I••••••••• L••• ADV: Private Equity Fund	Credit fund	unknown	$203,962 as of Oct 12, 2017	no Form D	Wound down
G•• E••••••• M•••••••• O••••••• U••••••••• P••••••• F••• I•• L••• ADV: Private Equity Fund	Credit fund	unknown	$134,359 as of Jul 1, 2020	no Form D	Wound down
G•••••••• S••••• C•••••• P•••••••• L••• ADV: Private Equity Fund	Buyout fund	unknown	$43,223 as of Mar 31, 2015	no Form D	Wound down
G•• E••••••• M•••••••• C••••••••• F•••• L••• ADV: Private Equity Fund	Co-investment vehicle	unknown	$21,947 as of Oct 12, 2017	no Form D	Wound down
G•• C•• F•••••• L••••• ADV: Other Private Fund	Feeder or parallel	unknown	$0 as of Feb 18, 2014	no Form D	Wound down
G•• P••••••• C•• I•••••••• I•• L••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Feb 18, 2014	no Form D	Wound down
G•• R••••••• I•• I••••••••• I••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Feb 18, 2014	no Form D	Wound down
G•• E••••••• M•••••••• O••••••• C•••••• I•• L••• ADV: Private Equity Fund	Credit fund	unknown	$0 as of Feb 18, 2014	no Form D	Wound down
G•• P••••••• C•• I••••••••• L••• ADV: Other Private Fund	buyout or unlabelled	unknown	$0 as of Feb 18, 2014	no Form D	Wound down
G•• E••••••• M•••••••• O••••••• C••••••• L••• ADV: Other Private Fund	Credit fund	unknown	$0 as of Feb 18, 2014	no Form D	Wound down
G•• C•• F••••• I•• L••••• ADV: Other Private Fund	Feeder or parallel	unknown	$0 as of Feb 18, 2014	no Form D	Wound down
G•• P••••••• C•• I•••••••• I•• L••• ADV: Other Private Fund	buyout or unlabelled	unknown	$0 as of Feb 18, 2014	no Form D	Wound down
G•• R••••••• I•• I••••••••• I••• ADV: Private Equity Fund	buyout or unlabelled	unknown	$0 as of Feb 18, 2014	no Form D	Wound down

Gross assets by year from the annual reporting tape

These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.

Fund	Type (ADV)	Years	Path	Latest reported GAV	Source
B••• O••••••••• F••• V•• L•	Private Equity Fund	2026 to 2026		$157M filed Jul 13, 2026	reports.adviserinfo.sec.gov

Team

3 current, 2 former

Partner (1)

S•••••• H•••• D•••••• · Member · since Feb 1, 1997 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Platform (2)

M•••••• D•••• K••• · General Counsel & Chief Compliance Officer · since Sep 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
M••••• a• •• O•••• N•••• · Chief Operating Officer · since Mar 1, 2004 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

2 former (kept with end dates)

A••• J••••• T••••• · General Counsel & Chief Compliance Officer · Jul 1, 2020 to Mar 31, 2023 Inference
S••••• •••• G••••••• · General Counsel & Chief Compliance Officer · Jun 1, 2007 to Oct 2, 2023 Inference

Portfolio

0 relationships, 0 platforms, 0 add-ons

No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.

Transactions

0 on record

No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

C••••• S••••• S••••••••• •••• L•• 2 shared · recurring · last Jan 1, 2019

LP commitments

6 disclosed

O••••• P••••• E•••••••• R••••••••• F••• in B••• O••••••••• F•••• L••• $50.0M oregon.gov
O••••• P••••• E•••••••• R••••••••• F••• in B••• O••••••••• F••• I•• L••• $100M oregon.gov
O••••• P••••• E•••••••• R••••••••• F••• in B••• O••••••••• F••• I••• L••• $100M oregon.gov
O••••• P••••• E•••••••• R••••••••• F••• in B••• O••••••••• F••• I•• L••••• $200M oregon.gov
P••••••••• P••••• S••••• E••••••••• R••••••••• S••••• in G•• R••••••• I•• L••• $279M pa.gov
L•• A•••••• C••• E••••••••• R••••••••• S••••• in B••• O••••••••• F••• I•• L••••• $25.0M lacers.org

Events

2 most recent

Jul 13, 2026
••• Locked
Pe fund count changedFactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Mar 30, 2012
••• Locked
First Form ADV filingFactSEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)

Scores and what they are made of

Freshness99 · HIGH: as of: 2026-09-23items: [{"code":"DAYS_SINCE_NEWEST_EVIDENCE","points":0.9888888888888889,"evidence":"2 method: sum of component points, capped at 1.0
model score-pe-1
Research priority44 · MODERATE: as of: 2026-09-23items: [{"code":"SCALE_BAND","points":0.35,"evidence":"UPPER_MIDDLE_MARKET"},{"code":"Cmethod: sum of component points, capped at 1.0
model score-pe-1
Investment velocity0 · LOW: as of: 2026-09-23items: []method: sum of component points, capped at 1.0
missing: no dated transactions
model score-pe-1
Acquisition appetite25 · MODERATE: as of: 2026-09-23items: [{"code":"RECENT_FUND","points":0.2,"caution":"a recent fund is evidence of deplmethod: sum of component points, capped at 1.0
missing: no transactions on the graph for this firm yet
model score-pe-1
Profile completeness75 · HIGH: as of: 2026-09-23items: [{"code":"FIELDS_PRESENT","points":0.75,"evidence":["website","description","funmethod: sum of component points, capped at 1.0
missing: portfolio, transactions, lenders
model score-pe-1
Fund deployment activity70 · ELEVATED: as of: 2026-09-23items: [{"code":"FUNDS_DEPLOYING","points":0.7,"caution":"deployment state is read frommethod: sum of component points, capped at 1.0
model score-pe-1

Across DFX

Independent Sponsor Intelligence (matched on shared crd)

Record

First observed: Sep 13, 2026
Last observed: yesterday
Observations: 35
Sources: 3
Open research tasks: 1

Reading this profile

Reported gross assets are what an adviser told the SEC a fund held on a date. They are not the fund’s size and not dry powder. RAUM is a regulatory measure of the adviser, not capital available to invest.

A section that says nothing has been collected means exactly that: the graph has not read that kind of record for this firm yet.

Across the graphs

B•••• D•••••• C•••••• M••••••••• L••••• is the same institution as 5 records in Independent Sponsors, RIA and Wealth, Allocators, Private Credit and Real Estate Funds.

Independent Sponsors1RIA and Wealth1Allocators1Private Credit1Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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