DFX Intelligence
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A••••••• S••••••••• L••
Buyout firmClassification confirmedUpper middle marketSEC registered investment adviser· New York, NYa•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $19B
- PE fund assets
- $21B
- PE funds
- 22
- Investments held
- 24 of 25
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- Placement agents 8
- RAUM $19B
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 38 of 38 distinct vehicles are sworn Private Equity Funds; 22 reported gross assets on a filing in 2022 or later
- Size band
- Upper middle marketdefined by: proxy: $21.20bn Private Equity Fund GAV on the Form ADV filed 2024-12-03
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 38 of 38 distinct vehicles are sworn Private Equity Funds; 22 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Feb 14, 2012 to May 14, 2026
- RAUM
- $19Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 22
- PE fund GAV, latest filing
- $21Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $19Bevery private fund type, latest filing
- 2024 PE fund GAV
- $21Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-12-03, latest gav Private Equity Fund $21B, latest counts Private Equity Fund 18, lifetime distinct Private Equity Fund 38
- Employees
- 177
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
25 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 25
- period
- to unknown, from unknown, undated holdings 25, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 25
- companies
- 25
- geography
- investments
- 25
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
25 companies on the graph (0 transactions); no dated observations
Funds
38 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| A••••••• S••••••••• P••••••• I•• L• ADV: Private Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $392M as of Dec 3, 2024 | no Form D | Unknown | |
| A••••••• S••••••••• P••••••• I••••• L• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $192M as of Dec 3, 2024 | no Form D | Unknown | |
| A••••••• S••••••••• P••••••• I••••• L• ADV: Private Equity Fund | Feeder or parallel | 2024 first reported on Form ADV | $15.6M as of Dec 3, 2024 | no Form D | Unknown | |
| A•• V•• D•• L••• ADV: Private Equity Fund | buyout or unlabelled | 2023 first reported on Form ADV | $0 as of Dec 3, 2024 | no Form D | Unknown | |
| A•• V••••• D•• L••• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $0 as of Dec 3, 2024 | no Form D | Unknown | |
| A•• V••••• A•• D•• L••• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $0 as of Dec 3, 2024 | no Form D | Unknown | |
| A•• V••••• D•• L••• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $0 as of Dec 3, 2024 | no Form D | Unknown | |
| A•• V••••• A•• D•• L••• ADV: Private Equity Fund | Feeder or parallel | 2023 first reported on Form ADV | $0 as of Dec 3, 2024 | no Form D | Unknown | |
| A•• V••• A••••••••• I••••••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $1.9B as of Dec 3, 2024 | no Form D | Unknown | |
| A••••••• S••••••••• P••••••• V•••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $9.2B as of Dec 3, 2024 | no Form D | Unknown | |
| A••••••• S••••••••• P••••••• V••••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $304M as of Dec 3, 2024 | no Form D | Unknown | |
| A•• V•• A••••••••• I••••••••• I••• L••• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $39.4M as of Jul 25, 2023 | no Form D | Wound down | |
| A•• V•• A••••••••• I••••••••• I••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $22.3M as of Jul 25, 2023 | no Form D | Wound down | |
| A•• V•• A••••••••• I••••••••• I•••• L••• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $1.4M as of Jul 25, 2023 | no Form D | Wound down | |
| A•• V•• A••••••••• I••••••••• I••••• L• ADV: Private Equity Fund | Feeder or parallel | 2018 first reported on Form ADV | $40,194 as of Jul 25, 2023 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• V•• C••••• A••• L••• ADV: Private Equity Fund | Feeder or parallel | 2017 first reported on Form ADV | $331M as of Jul 25, 2023 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• V••••• C••••• A••• L••• ADV: Private Equity Fund | Feeder or parallel | 2017 first reported on Form ADV | $0 as of Jul 25, 2023 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• V••• L••• ADV: Private Equity Fund | buyout or unlabelled | 2015 first reported on Form ADV | $3.2B as of Dec 3, 2024 | no Form D | Harvest | |
| A••••••• S••••••••• P••••••• V•••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2015 first reported on Form ADV | $2.8B as of Dec 3, 2024 | no Form D | Harvest | |
| A••••••• S••••••••• P••••••• V•••••• L••• ADV: Private Equity Fund | Feeder or parallel | 2015 first reported on Form ADV | $78.1M as of Dec 3, 2024 | no Form D | Harvest | |
| A••••••• S••••••••• P••••••• V•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $3.1B as of Dec 3, 2024 | no Form D | Mature | |
| A••••••• S••••••••• P••••••• V• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $450M as of Jul 25, 2023 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• I•• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $126M as of Mar 30, 2021 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• I••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $85.1M as of Oct 25, 2018 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• V••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $30.9M as of Dec 3, 2024 | no Form D | Mature | |
| A••••••• S••••••••• P••••••• V••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $28.2M as of Dec 3, 2024 | no Form D | Mature | |
| C•••••• Y••• T••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $14.0M as of Mar 30, 2021 | no Form D | Wound down | |
| C•••••• Y••• T•••••• L••• ADV: Private Equity Fund | Fund of funds | unknown | $13.5M as of Mar 30, 2021 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• I••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $7.5M as of Mar 30, 2021 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• V•••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $7.0M as of Jul 25, 2023 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• I•••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $6.8M as of Oct 25, 2018 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• I••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $6.6M as of Mar 30, 2021 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• V•••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $5.8M as of Jul 25, 2023 | no Form D | Wound down | |
| A••••••• S••••••••• P••••••• V••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $2.5M as of Dec 3, 2024 | no Form D | Mature | |
| A•• I•• A••••••••• I••••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $255,899 as of Oct 25, 2018 | no Form D | Wound down | |
| A•• V• A••••••••• I••••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $173,963 as of Jul 25, 2023 | no Form D | Wound down | |
| A•• I• A••••••••• I••••••••• L••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $131,056 as of Mar 30, 2021 | no Form D | Wound down | |
| A•• I•• A••••••••• I••••••••• L••• ADV: Private Equity Fund | Feeder or parallel | unknown | $11,495 as of Oct 25, 2018 | no Form D | Wound down |
Team
6 current, 0 former
Partner (1)
- K•••• P••• · Partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
Board or advisory (1)
- M•••••• G••••• F•••• · Trustee · since Feb 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (4)
- D•••• J• M••• · Coo · since Jul 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- E••• L• S•••••••• · General Counsel · since Sep 1, 2005 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• B• M••• · Cco · since Jan 1, 2018 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J••••• a• D••••••• · Cfo · since Nov 1, 2011 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Portfolio
25 relationships, 0 platforms, 0 add-ons
Transactions
4 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| Oct 9, 2025 | Exit to a strategic buyer | F••••••••• B••••••• M••••••••• I••• | Seller (confirmed) | prnewswire.com |
| Sep 1, 2022 | Exit to a strategic buyer | M••••••• A•••••••• | Strategic acquirer (confirmed) | arsenalcapital.com |
| Mar 23, 2015 | Exit to a strategic buyer | A•••• D••••• | Strategic acquirer (confirmed) | leonardgreen.com |
| date unknown | Exit to a strategic buyer | C•••••••• T••••••••• | Strategic acquirer (confirmed) | arsenalcapital.com |
Placement agents, lenders, advisers and co-investors
8 relationships
Placement agents (8)
- C••••• S••••• S••••••••• •••• L•• 4 shared · strong · last Jan 1, 2012
- I•• S••••••••• L•• 3 shared · strong · last Jan 1, 2024
- S••• G••••• 3 shared · strong · last Jan 1, 2024
- G•••••• S•••• • C•• L•• 3 shared · strong · last Jan 1, 2024
- M•• C•••••• A••••••• L•••••• 3 shared · strong · last Jan 1, 2024
- A••••• C•••••• 3 shared · strong · last Jan 1, 2024
- P••••• S••• 3 shared · strong · last Jan 1, 2024
- P••••• 3 shared · strong · last Jan 1, 2021
LP commitments
3 disclosed
- M••••••••• P•••••• R••••••• I••••••••• M••••••••• B•••• amount not disclosed mapension.com
- L•• A•••••• C••• E••••••••• R••••••••• S••••• in A••••••• S••••••••• P••••••• V••• L••• $25.0M lacers.org
- L•• A•••••• C••• E••••••••• R••••••••• S••••• in A••••••• S••••••••• P••••••• V•••• L••• $40.0M lacers.org
Events
4 most recent
- May 14, 2026••• Locked
- Oct 9, 2025
- Jun 30, 2025••• LockedLp commitment disclosedFactM••••••••• P•••••• R••••••• I••••••••• M••••••••• B••••Public pension private-markets disclosures, read through the venture lane's LP report tape
- Feb 14, 2012••• Locked
Across the graphs
A••••••• S••••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Allocators.
Independent Sponsors1RIA and Wealth1Allocators1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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