DFX Intelligence
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A•••• I••••••••• U• I•••
Venture firm with private equity activityClassification probableMiddle marketSEC registered investment adviser· New York, NYa•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $5.2B
- PE fund assets
- $1.5B
- PE funds
- 5
- Investments held
- 10 of 10
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- Graphs 3
- RAUM $5.2B
Classification
How this organization is classified, and on what basisVenture firm with private equity activity · 2 in historyShowHide
- Class
- Venture firm with private equity activityprobable, confidence 70%
- Basis
- R1c: the venture graph classifies the same adviser CORPORATE_VENTURE
- Size band
- Middle marketdefined by: proxy: $1.51bn Private Equity Fund GAV on the Form ADV filed 2024-07-01
Classification history (2)
- Sep 13, 2026Venture firm with private equity activity (probable, 70%, cls-pe-2)R1c: the venture graph classifies the same adviser CORPORATE_VENTURE
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 5 Private Equity Fund(s) among 11 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Jan 10, 2014 to Jul 1, 2024
- RAUM
- $5.2Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 5
- PE fund GAV, latest filing
- $1.5Breported gross assets (Form ADV), not fund size
- All private fund GAV
- $7.4Bevery private fund type, latest filing
- 2024 PE fund GAV
- $1.5Bsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 46%
- Fund type mix
- filed 2024-07-01, latest gav Hedge Fund $5.9B, Private Equity Fund $1.5B, latest counts Hedge Fund 4, Private Equity Fund 5, lifetime distinct Hedge Fund 6, Private Equity Fund 5
- Employees
- 14
- Headquarters
- New York, NY
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
10 observed deals
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
- roles
- unknown 10
- period
- to unknown, from unknown, undated holdings 10, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 10
- companies
- 10
- geography
- investments
- 10
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 0
- disclosed value usd
- n 0
- sector distribution
- holding period years
- n 0
- repeat counterparties
- subsector distribution
10 companies on the graph (0 transactions); no dated observations
Funds
5 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| B•• E• C••••••• L• ADV: Private Equity Fund | Co-investment vehicle | 2024 first reported on Form ADV | $60.7M as of Jul 1, 2024 | no Form D | Unknown | |
| H•••••• S•• L•• ADV: Private Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $694M as of Jul 1, 2024 | no Form D | Active deployment | |
| A•••• B•••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2018 first reported on Form ADV | $184M as of Jul 1, 2024 | no Form D | Mature | |
| A•••• S•••• C•••• L• ADV: Private Equity Fund | buyout or unlabelled | 2017 first reported on Form ADV | $24.6M as of Jul 1, 2024 | no Form D | Mature | |
| A•••• U• W••• H••••• L•• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $546M as of Jul 1, 2024 | no Form D | Mature |
Team
18 current, 6 former
Principal (16)
- B•••• C•••••• · Analyste principal, performance des actifs · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••••• V••••••• · VICE-PRÉSIDENT ET DIRECTEUR PRINCIPAL DES INVESTISSEMENTS · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• G•••• · VICE-PRÉSIDENT ET DIRECTEUR PRINCIPAL DES INVESTISSEMENTS · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••••••• L•••• · DIRECTEUR PRINCIPAL DES INVESTISSEMENTS · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- E••• S•••••••• · VICE-PRÉSIDENT PRINCIPAL, GESTION D’ACTIFS · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- I••• G•• V•••••• · DÉVELOPPEUR LOGICIEL PRINCIPAL · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• S••••• · Vice-président principal, ingénierie et construction · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••••• L••••••• · VICE-PRÉSIDENT PRINCIPAL, AXIUM DATA ET PERFORMANCE DES ACTIFS · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••••••• V••••• · Analyste principal, relations avec les investisseurs et analyses financières · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J••••• M•••• · Associé principal, évaluation et performance des fonds · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M••••• C•••••••• · Directeur principal, gestion d'actifs · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- O•••••• B••••••••• · CONSEILLER JURIDIQUE PRINCIPAL · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••• A•••••••• · VICE-PRÉSIDENT ET DIRECTEUR PRINCIPAL DES INVESTISSEMENTS · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P•••• A•••••••• · Director · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- P••••• A••••• · Shareholder, Sole Director & Sole Officer · since Nov 1, 2008 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- T•••••• N•• V••••• · Director · since Apr 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- S••••••• M•••••• · Chairman Of The Board, Vice President & Treasurer · since May 1, 2017 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (1)
- J••• E••• L••••••••• · Chief Compliance Officer & Secretary · since Dec 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
6 former (kept with end dates)
- J••••••• D••••••••• · Shareholder · Dec 1, 1988 to Mar 30, 2016 Inference
- J••• C•••••• · Manager Of A•••• Us Partner Llc · Nov 1, 2012 to Apr 4, 2016 Inference
- F••••••• B••••••• · Vice President, Corporate Development And Legal Affairs, Secretary & Chief Compliance Officer · Nov 1, 2012 to Jan 3, 2017 Inference
- L••• P•••••• · Chief Financial Officer, Treasurer & Director · Oct 1, 2012 to Mar 30, 2016 Inference
- M••••••••• G•••• · Director · Oct 1, 2012 to Sep 5, 2017 Inference
- S•••••• B••••••• · Director · Oct 1, 2012 to Mar 30, 2016 Inference
Portfolio
10 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
4 most recent
- Sep 15, 2026LE 20 DÉCEMBRE 2024 – A•••• I••••••••• FINALISE L’ACQUISITION D’UNE PARTICIPATION DANS DEUX PROJETS ÉOLIENS OPÉRATIONNELS
- Mar 30, 2026A•••• I••••••••• U• I•••: Private Equity Funds on Form ADV 5 (2024 extract) -> 4 (roster 2026-09-01)
- Nov 27, 2024LE 27 NOVEMBRE 2024 – A•••• I••••••••• ANNONCE L’ACQUISITION D’UNE PARTICIPATION DANS DEUX PROJETS ÉOLIENS OPÉRATIONNELS
- Jan 10, 2014A•••• I••••••••• U• I••• first filed Form ADV in the extract (ERA)
Across the graphs
A•••• I••••••••• U• I••• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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