DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
R••••••• E••••• P••••••• L••
Buyout firmClassification probableLower middle marketSEC registered investment adviser· Denver, COr•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $190M
- PE fund assets
- $160M
- PE funds
- 6
- Investments held
- 33 of 37
- Deals, last 12 months
- Not established
Form ADV
Form ADV
Form ADV
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- EBITDA $2.0M to $7.0MRevenue $10.0M to $75.0MSectors technology,industrials,healthcare,aerospace_defense,environmental_services,manufacturing,distributionGeography North America
- Graphs 3
- RAUM $190M
Classification
How this organization is classified, and on what basisBuyout firm · 2 in historyShowHide
- Class
- Buyout firmprobable, confidence 80%
- Basis
- own website statement
- Size band
- Lower middle marketdefined by: proxy: $0.16bn Private Equity Fund GAV on the Form ADV filed 2024-03-29
Classification history (2)
- Sep 18, 2026
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 6 of 6 distinct vehicles are sworn Private Equity Funds; 5 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Apr 9, 2012 to Mar 31, 2026
- RAUM
- $190Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 6
- PE fund GAV, latest filing
- $160Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $190Mevery private fund type, latest filing
- 2024 PE fund GAV
- $160Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-29, latest gav Private Equity Fund $160M, latest counts Private Equity Fund 5, lifetime distinct Private Equity Fund 6
- Employees
- 11
- Headquarters
- Denver, CO
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
37 observed deals
Stated by the firm
- Sectors
- technology, industrials, healthcare, aerospace defense, environmental services, manufacturing, distribution
- Geography
- North America
- Revenue
- $10.0M to $75.0M
- EBITDA
- $2.0M to $7.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- unknown 37
- period
- to unknown, from unknown, undated holdings 37, dated observations 0
- window
- last unknown, first unknown
- control
- unknown 37
- companies
- 37
- geography
- investments
- 37
- seller kinds
- transactions
- 0
- cadence by year
- platform add on
- add ons 0, platforms 0, add ons per platform unknown
- sector known for
- 26
- disclosed value usd
- n 0
- sector distribution
- count 11, share 0.297, value industrial manufacturing, examples Artistic Holdings, Syneo, Xl Specialized Trailers, Sidco Filter, count 5, share 0.135, value industrial services, examples Asset Recovery Corp, Clean Water Environmental Services (CWES), Energy Environmental Consulting, Utility Services, count 5, share 0.135, value aerospace defense, examples Hunter Manufacturing Company Hdt Global, Minco Technology Labs, Space Electronics, Zero Manufacturing, count 3, share 0.081, value specialty distribution, examples Bjg Electronics, B2B Services, Superior Office Solutions, count 1, share 0.027, value business services, examples Facility Services, count 1, share 0.027, value software, examples Energy Renewal Partners (ERP)
- holding period years
- n 0
- repeat counterparties
- subsector distribution
- count 8, share 0.216, value miscellaneous manufacturing, examples Artistic Holdings, Xl Specialized Trailers, Sidco Filter, Altimate Medical, count 5, share 0.135, value aerospace defense, examples Hunter Manufacturing Company Hdt Global, Minco Technology Labs, Space Electronics, Zero Manufacturing, count 3, share 0.081, value remediation environmental, examples Clean Water Environmental Services (CWES), Energy Environmental Consulting, Environmental Services, Inc., count 2, share 0.054, value machinery equipment wholesale, examples B2B Services, Superior Office Solutions, count 1, share 0.027, value facilities support, examples Facility Services, count 1, share 0.027, value misc durable wholesale, examples Bjg Electronics, count 1, share 0.027, value waste collection, examples Asset Recovery Corp, count 1, share 0.027, value machinery manufacturing, examples Syneo
37 companies on the graph (0 transactions); most in industrial manufacturing (11); no dated observations
Funds
5 on record, 2 more on the reporting tape
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| R••••••• E••••• P••••••• I•• L• ADV: Private Equity Fund | Buyout fund | 2022 first reported on Form ADV | $109M as of Mar 29, 2024 | no Form D | Early deployment | |
| R••••••• E••••• P••••••• I•••• L• ADV: Private Equity Fund | Buyout fund | 2022 first reported on Form ADV | $13.1M as of Mar 29, 2024 | no Form D | Early deployment | |
| R••••••• E••••• P••••••• I••• L• ADV: Private Equity Fund | Buyout fund | 2016 first reported on Form ADV | $21.1M as of Mar 29, 2024 | no Form D | Successor fundraising | |
| R••••••• E••••• P••••••• I••••• L• ADV: Private Equity Fund | Buyout fund | 2016 first reported on Form ADV | $5.8M as of Mar 29, 2024 | no Form D | Harvest | |
| R••••••• E••••• P••••••••• F••• ADV: Private Equity Fund | buyout or unlabelled | unknown | $11.0M as of Mar 29, 2024 | no Form D | Harvest |
Gross assets by year from the annual reporting tape
These funds appear in this adviser’s Form ADV reporting. One row per fund per year (the latest filing of that year). Values are reported gross assets, not fund size.
| Fund | Type (ADV) | Years | Path | Latest reported GAV | Source |
|---|---|---|---|---|---|
| R•• C••• C••••••• I• L•• | Private Equity Fund | 2026 to 2026 | $6.3M filed Mar 31, 2026 | reports.adviserinfo.sec.gov | |
| R•• C• C•••••••• L•• | Private Equity Fund | 2026 to 2026 | $1.8M filed Mar 31, 2026 | reports.adviserinfo.sec.gov |
Team
16 current, 1 former
Managing partner (2)
- B•••• R• K•••• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- J•• M•••••• · Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Partner (4)
- B•••• R• K•••• · Managing Director · since May 1, 2007 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- N••• H•••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- R••• B••••••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- V•••• N•••• · Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (3)
- B•• G••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- H••••• A•••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- N••• K••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (2)
- H••••• K•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- T•••• M•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (1)
- J•••• P••••• · Senior Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Operating partner (1)
- S••••••• W•••••• · Vice President, Portfolio Operations · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Business development (1)
- K••• F•••• · Partner, Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (2)
- H• J•••• M•••••• · Managing Director, Chief Compliance Officer · since Dec 1, 2012 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••••• A•••• · Operations Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- O••• M• C••••••• · Managing Director · May 1, 2007 to Mar 21, 2013 Inference
Portfolio
37 relationships, 0 platforms, 0 add-ons
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
0 relationships
No counterparty collected yet. These are counted from transactions that name both this firm and the other party, and from placement agents on this firm’s funds.
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
3 most recent
- Sep 17, 2026••• Locked
- Mar 31, 2026••• Locked
- Apr 9, 2012••• Locked
Across the graphs
R••••••• E••••• P••••••• L•• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.
Venture Capital1Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…