DFX Intelligence

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S••••• B••••• C••••••

Buyout firmClassification probableLower middle marketSEC registered investment adviser· S•••••, CA

••• Locked

As of 2026-09-23 · identity and classification; each section below carries its own date

Regulatory AUM: $382M
PE fund assets: $332M
PE funds: 8
Investments held: 0 of 24

Find similar buyers Funds and vehicles

Team (4)Transactions

As of 2026-09-23 · identity and classification; each section below carries its own date

What matters now

-1
funds on Form ADV
Private equity funds on its Form ADV went from 9 to 8 (-1).
Vehicles leaving the filing are funds wound up or moved to another adviser.
FactSEC Form ADV, Schedule DFund families →

Classification, Form ADV and stated criteria

How this organization is classified, and on what basisBuyout firm · 2 in historyShow

Class: Buyout firmprobable, confidence 80%
Basis: Own website statement
Size band: Lower middle marketdefined by: proxy: $0.27bn Private Equity Fund GAV on the Form ADV filed 2024-03-28
Strategies: Growth equity

Classification history (2)

Sep 18, 2026
Buyout firm (probable, 80%)
Own website statement
“••• Locked”
s•••••••••.com
Sep 13, 2026
Buyout firm (confirmed, 85%)
12 of 12 distinct vehicles are sworn Private Equity Funds; 11 reported gross assets on a filing in 2022 or later

Regulatory footprint (Form ADV)RAUM $382M · 8 PE funds · filed Mar 30, 2026Show

Adviser type: Registered investment adviser
Form ADV filings: Apr 3, 2018 to Mar 30, 2026
RAUM: $382Mregulatory assets under management of the adviser; not dry powder, not a fund size
PE funds, latest filing: 8
PE fund GAV, latest filing: $332Mreported gross assets (Form ADV), not fund size
All private fund GAV: $332Mevery private fund type, latest filing
2024 PE fund GAV: $333Msum over funds typed Private Equity Fund with a 2024 or later as-of date
PE share of funds, lifetime: 100%
Fund type mix: Private equity fund: 8 funds, $332M reported gross assets, 12 ever reported
Form ADV filed Mar 30, 2026
Employees: 7
Headquarters: S•••••, CA
Office address: ••• Locked
Business phone: ••• Locked

Stated criteria beside observed behaviour3 of 8 criteria stated · 24 observed dealsShow

Stated by the firm

Sectors: Consumer, media telecom
Geography: not stated or not yet read
Revenue: from $5.0M
EBITDA: not stated or not yet read
Enterprise value: not stated or not yet read
Equity check: not stated or not yet read
Control: Minority
Thesis: not stated or not yet read

Observed from deals on record

On record: 24 companies, 24 holdings
Most deals: Industrial manufacturing (5 of 24, e.g. Yerba Madre and Hu), healthcare services (2 of 24)
Subsectors: Food manufacturing (3 of 24), beverage manufacturing (2 of 24), veterinary (2 of 24)
Deal roles: 24 with role not stated
Control: 24 not stated

24 companies on the graph (0 transactions); most in industrial manufacturing (5); no dated observations

States Consumer, media telecom, but 71% of 7 deals with a known sector are in industrial manufacturing, e.g. Yerba Madre, Hu and Food & Beverage.

Funds

7 families, 12 vehicles on record

S••••• B••••• C•••••• I•• G•••••• L••• · 2 vehicles · vintage 2022$85.5M
- S••••• B••••• C•••••• I•• G•••••• L••• Growth fund · 2022$85.5M
- S••••• B••••• C•••••• I•• G••••• S•••••• L••• Growth fund · 2023$0
S••••• B••••• I••• L•• · 2 vehicles · vintage 2019$167M
- S••••• B••••• I••• L•• buyout or unlabelled · 2019$155M
- S••••• B••••• I•• S•••••• L••• buyout or unlabelled · 2019$12.3M
S••••• B••••• I•• L• · 2 vehicles$38.9M
- S••••• B••••• I•• L• buyout or unlabelled$36.8M
- S••••• B••••• I• S•••••• L• buyout or unlabelled$2.1M
S••••• B••••• M•••••• S••• L• · 1 vehicle · vintage 2021$4.6M
- S••••• B••••• M•••••• S••• L• buyout or unlabelled · 2021$4.6M
S••••• B•••••• L•• · 1 vehicle · vintage 2020$3.5M
- S••••• B•••••• L•• buyout or unlabelled · 2020$3.5M
Co-investment vehicles · 3 vehicles · vintage 2019$36.4M
- S••••• B••••• G•••••• C••••••••• L••• Co-investment vehicle · 2019$36.2M
- S••••• B••••• V•• C••••••••• L••• Co-investment vehicle · 2019$223,654
- S••••• B••••• M•••••• C••••••••• L• Co-investment vehicle · 2019$8,331

1 smaller family is in the full list of vehicles.

View all 12 vehiclesnewest vintage first, then largest

Fund	Vehicle	Vintage	Reported gross assets (Form ADV), not fund size	Form D sold	Lifecycle
S••••• B••••• C•••••• I•• G••••• S•••••• L••• ADV: Private Equity Fund	Growth fund	2023 first reported on Form ADV	$0 as of Mar 31, 2023	$0	Wound down
S••••• B••••• C•••••• I•• G•••••• L••• ADV: Private Equity Fund	Growth fund	2022 Form D first sale	$85.5M as of Mar 30, 2026	$73.6M	Active deployment
S••••• B••••• M•••••• S••• L• ADV: Private Equity Fund	buyout or unlabelled	2021 first reported on Form ADV	$4.6M as of Mar 30, 2026	$0	Harvest
S••••• B•••••• L•• ADV: Private Equity Fund	buyout or unlabelled	2020 first reported on Form ADV	$3.5M as of May 6, 2022	no Form D	Wound down
S••••• F•••••• L•• ADV: Private Equity Fund	Feeder or parallel	2020 first reported on Form ADV	$614,649 as of May 6, 2022	no Form D	Wound down
S••••• B••••• I••• L•• ADV: Private Equity Fund	buyout or unlabelled	2019 Form D first sale	$155M as of Mar 30, 2026	$95.1M	Unknown
S••••• B••••• G•••••• C••••••••• L••• ADV: Private Equity Fund	Co-investment vehicle	2019 first reported on Form ADV	$36.2M as of Mar 30, 2026	no Form D	Unknown
S••••• B••••• I•• S•••••• L••• ADV: Private Equity Fund	buyout or unlabelled	2019 Form D first sale	$12.3M as of Mar 30, 2026	$7.6M	Unknown
S••••• B••••• V•• C••••••••• L••• ADV: Private Equity Fund	Co-investment vehicle	2019 first reported on Form ADV	$223,654 as of Mar 28, 2024	no Form D	Harvest
S••••• B••••• M•••••• C••••••••• L• ADV: Private Equity Fund	Co-investment vehicle	2019 Form D first sale	$8,331 as of Mar 30, 2026	no Form D	Harvest
S••••• B••••• I•• L• ADV: Private Equity Fund	buyout or unlabelled	unknown	$36.8M as of Mar 30, 2026	no Form D	Harvest
S••••• B••••• I• S•••••• L• ADV: Private Equity Fund	buyout or unlabelled	unknown	$2.1M as of Mar 30, 2026	no Form D	Harvest

Team

4 current, 0 former

J••••••• A••••• S•••••••••
Managing Member · since Jul 1, 2017
K••••• M••••••
Operating Partner
M••••••• A•••
Managing Director & Chief Compliance Officer · since Sep 1, 2018
K•••• L•••
K•••• L••• is an accomplished CPG executive with a career spanning more than 3 decades.

Full team · 4 peoplegrouped by role, with sources

Managing partner (1)

J••••••• A••••• S••••••••• · Managing Member · since Jul 1, 2017 Form ADV

Operating partner (1)

K••••• M•••••• · Operating Partner · start date unknown Firm website

Platform (1)

M••••••• A••• · Managing Director & Chief Compliance Officer · since Sep 1, 2018 Form ADV

Other (1)

K•••• L••• · K•••• L••• is an accomplished CPG executive with a career spanning more than 3 decades. · start date unknown Firm website

Deals

24 on record, newest first · 0 platforms · 0 add-ons

Date	Company	Deal	This firm’s role	Status	Partner	Source
date unknown	O••• O••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	c•••• c••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	V••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website

All 24 dealsnewest first

Date	Company	Deal	This firm’s role	Status	Partner	Source
date unknown	O••• O••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	c•••• c••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	V••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	H•• N••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B••••••••• N•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	V•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	T••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	T••• B•••••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	K•••• • C••••• C••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B••••• • W•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	D••••••••• B•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	B•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	V•••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	P•• • P•• S•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	D••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	M••• B••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	H•	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	Y•••• M••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	R••••• S••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	F••• • B•••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website
date unknown	A••••••	Portfolio relationship	Role unknown	unknown	unknown	Fact Firm website

Placement agents, lenders, advisers and co-investors

1 relationships

Placement agents (1)

M•• P•••••• F••• A••••••• L•• 3 shared · strong · last Jan 1, 2021

LP commitments

0 LPs, 0 disclosed commitments

No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.

Events

2 most recent

Mar 30, 2026
••• Locked
PE fund count changedFactForm ADV
Apr 3, 2018
••• Locked
First Form ADV filingFactForm ADV

Scores and what they are made of

Freshness100 · high: Days since newest evidence: 0 days
Research priority44 · moderate: Scale band: lower middle market
Completeness gap: 3 of 12 profile fields missing
Core PE class: buyout
Investment velocity0 · low: no components recorded
Not yet on record: no dated transactions
Acquisition appetite5 · low: Stated criteria published: withheld
Not yet on record: no transactions on the graph for this firm yet
Profile completeness75 · high: Fields present: website, description, funds and 6 more
Not yet on record: transactions, lenders, lps
Fund deployment activity35 · moderate: Funds deploying: 1 item (deployment state is read from the fund's reported gross asset path through 2024)

Across DFX

Independent Sponsor Intelligence (matched on shared CRD)
Venture Capital Intelligence (matched on shared CRD)

Record

First observed: Sep 13, 2026
Last observed: today
Observations: 45
Sources: 4
Open research tasks: 1

Reading this profile

Across the graphs

S••••• B••••• C•••••• is the same institution as 3 records in Venture Capital, Independent Sponsors and RIA and Wealth.

Venture Capital1Independent Sponsors1RIA and Wealth1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

Checking your plan…

Not yet on record: deals, last 12 months.