DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get Private Equity Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
S••• P••• C••••••• L••
Buyout firmClassification confirmedLower middle marketSEC exempt reporting adviser· Broomfield, COs•••••••••.com
••• Locked
As of · identity and classification; each section below carries its own date
- Regulatory AUM
- $174M
- PE fund assets
- $43.3M
- PE funds
- 4
- Investments held
- 3 of 4
- Deals, last 12 months
- 0
Form ADV
Form ADV
Form ADV
DFX transaction tape
DFX transaction tape
As of · identity and classification; each section below carries its own date
Why this matters
- EBITDA up to $30.0MSectors business_services,industrials,technology,transportation_logistics,software
- Graphs 2
- Lenders 2
Classification
How this organization is classified, and on what basisBuyout firm · 1 in historyShowHide
- Class
- Buyout firmconfirmed, confidence 85%
- Basis
- R6: 3 of 3 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
- Size band
- Lower middle marketdefined by: proxy: $0.04bn Private Equity Fund GAV on the Form ADV filed 2024-03-26
Classification history (1)
- Sep 13, 2026Buyout firm (confirmed, 85%, cls-pe-1)R6: 3 of 3 distinct vehicles are sworn Private Equity Funds; 3 reported gross assets on a filing in 2022 or later
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Mar 26, 2024 to Jul 28, 2026
- RAUM
- $174Mregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 4
- PE fund GAV, latest filing
- $43.3Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $174Mevery private fund type, latest filing
- 2024 PE fund GAV
- $43.3Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 100%
- Fund type mix
- filed 2024-03-26, latest gav Private Equity Fund $43.3M, latest counts Private Equity Fund 3, lifetime distinct Private Equity Fund 3
- Employees
- unknown
- Headquarters
- Broomfield, CO
- Office address
- ••• Locked
- Business phone
- ••• Locked
Stated criteria beside observed behaviour
4 observed deals
Stated by the firm
- Sectors
- business services, industrials, technology, transportation logistics, software
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- up to $30.0M
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- ••• Locked
Observed from deals on record
- roles
- add on 1, unknown 1, platform 2
- period
- to 2024-10-24, from 2022-04-26, undated holdings 1, dated observations 6
- window
- last 2024-10-24, first 2022-04-26
- control
- control 3, unknown 1
- companies
- 4
- geography
- count 1, share 0.25, value FL
- investments
- 4
- seller kinds
- family 1
- transactions
- 3
- cadence by year
- 2022 other deals 1, 2023 add ons 1, 2024 platforms 1
- platform add on
- add ons 1, platforms 2, add ons per platform unknown
- sector known for
- 3
- disclosed value usd
- n 0
- sector distribution
- count 1, share 0.25, value energy, examples Sandy Alexander, count 1, share 0.25, value industrial manufacturing, examples Dalco-GFT Nonwovens, count 1, share 0.25, value aerospace defense, examples TurbineAero
- holding period years
- n 0
- repeat counterparties
- role legal adviser, shared 2, entity id 945ed565-1a49-4473-9948-f90100ea5125, role lender, shared 2, entity id 64ac0fe6-7a09-406f-8c4e-39e951f0fdf7
- subsector distribution
- count 1, share 0.25, value energy, examples Sandy Alexander, count 1, share 0.25, value miscellaneous manufacturing, examples Dalco-GFT Nonwovens, count 1, share 0.25, value aerospace defense, examples TurbineAero
4 companies on the graph (3 transactions); most in energy (1); 2 platforms and 1 add-ons; observed 2022 to 2024
Funds
3 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| S••• P••• C•••••• G•• S••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $38.4M as of Mar 26, 2024 | no Form D | Unknown | |
| S••• P••• M•••••••• H•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $2.9M as of Mar 26, 2024 | no Form D | Unknown | |
| S••• P••• D•••• G•• H•••••••• L•• ADV: Private Equity Fund | buyout or unlabelled | unknown | $2.0M as of Mar 26, 2024 | no Form D | Unknown |
Team
15 current, 0 former
Managing partner (5)
- A•••••• J••• C••••••• · Founder and Head of Business Development · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- P••• C••••• · Founder and Managing Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• Y•••• · managing partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- S•••• Y•••• · Founder and Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S••••• C•••• Y•••• · Managing Partner · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (4)
- A•••••• C••••••• · partner · start date unknown Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS)
- A•••••• J••• C••••••• · Partner · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- J•••••• W••• · Founding Strategic Partner · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• E•••• · Partner · since Jan 1, 2020 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- M•••••• E•••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• E••••• · Principal · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Associate (1)
- J••• B•••• · Associate · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (1)
- D••• W••••• · Chief Financial Officer and Chief Compliance Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Other (2)
- D••••••• J• S•••••• · Senior Advisor · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• P•••• · S••••• A•••••• • E•••••••• C•••••• P••••••• L•• · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Portfolio
4 relationships, 2 platforms, 1 add-ons
| Company | Role | Status | Invested | Held | Partner | Source |
|---|---|---|---|---|---|---|
| T••••••••• | Platform | active | Oct 24, 2024 transaction announcement | 1.9 years | S•••• Y•••• (confirmed) | Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
| A••••• C••••••••• G•••• add-on to S•••• A•••••••• | Add-on | active | Feb 6, 2023 transaction announcement | 3.6 years | A•••••• C••••••• (confirmed) | Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
| S•••• A•••••••• | Platform | active | Apr 26, 2022 transaction announcement | 4.4 years | S•••• Y•••• (confirmed) | Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
| D•••••••• N•••••••• | Role unknown | exited exited May 6, 2026 | unknown | unknown | unknown | Fact Press release wires (PR Newswire, GlobeNewswire, Business Wire public pages and RSS) |
Transactions
5 on record
| Date | Type | Target | This firm’s role | Source |
|---|---|---|---|---|
| May 6, 2026 | Exit to a strategic buyer | D•••••••• N•••••••• | Seller (confirmed) | s•••••••••.com |
| Oct 24, 2024 | Exit to a strategic buyer | T••••••••• | Strategic acquirer (confirmed) | lincolninternational.com |
| Oct 24, 2024 | Platform acquisition | T••••••••• | Sponsor (confirmed) | s•••••••••.com |
| Feb 6, 2023 | Add-on acquisition | A••••• C••••••••• G•••• | Sponsor (confirmed) | s•••••••••.com |
| Apr 26, 2022 | Majority investment | S•••• A•••••••• | Sponsor (confirmed) | s•••••••••.com |
Placement agents, lenders, advisers and co-investors
3 relationships
Lenders (2)
- P•• B••• 2 shared · recurring · last Feb 6, 2023
- M• • T• B••• 1 shared · one time · last Feb 6, 2023
Legal advisers (1)
- S•••••••• Y•••• C•••••• • R•••• L•• 2 shared · recurring · last Feb 6, 2023
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
10 most recent
- Jul 28, 2026••• Locked
- May 6, 2026
- May 6, 2026••• Locked
- Oct 24, 2024••• Locked
- Oct 24, 2024••• Locked
- Mar 26, 2024••• Locked
- Feb 6, 2023••• Locked
- Oct 19, 2022••• Locked
- Apr 26, 2022••• Locked
- Apr 26, 2022••• Locked
Across the graphs
S••• P••• C••••••• L•• is the same institution as 2 records in Independent Sponsors and RIA and Wealth.
Independent Sponsors1RIA and Wealth1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…