DFX Intelligence
Private Equity Intelligence
Firms, funds, people, portfolio companies and transactions from sworn filings and cited announcements, kept as a graph with a date and a source on every edge. Reported gross assets are never fund size, regulatory AUM is never dry powder, and a deal value prints only when someone disclosed it.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / N•••••••• B••••• I••••••••• A••••••• L••
N•••••••• B••••• I••••••••• A••••••• L••
Classification
- Class
- Hybrid managerprobable, confidence 65%
- Basis
- R4: Private Equity Funds are 13 of 142 distinct vehicles; hedge, securitized or liquidity vehicles 121
- Size band
- Lower middle marketdefined by: proxy: $0.29bn Private Equity Fund GAV on the Form ADV filed 2024-12-18
Classification history (1)
- Sep 13, 2026Hybrid manager (probable, 65%, cls-pe-1)R4: P•••••• Equity Funds are 13 of 142 distinct vehicles; hedge, securitized or liquidity vehicles 121
Regulatory footprint (Form ADV)
- Adviser type
- registered investment adviser
- Form ADV filings
- Mar 30, 2012 to Dec 18, 2024
- RAUM
- $337Bregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 10
- PE fund GAV, latest filing
- $285Mreported gross assets (Form ADV), not fund size
- All private fund GAV
- $13Bevery private fund type, latest filing
- 2024 PE fund GAV
- $285Msum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 9%
- Fund type mix
- filed 2024-12-18, latest gav Hedge Fund $8.7B, Other Private Fund $511M, Private Equity Fund $285M, Securitized Asset Fund $3.5B, latest counts Hedge Fund 48, Other Private Fund 4, Private Equity Fund 10, Securitized Asset Fund 14, lifetime distinct Hedge Fund 80, Other Private Fund 8, Private Equity Fund 13, Securitized Asset Fund 41
- Employees
- 1,668
- Headquarters
- New York, NY
- Office address
- 1290 AVENUE OF THE AMERICAS, New York, NY, 10104
- Business phone
- 212-476-9000
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- not stated or not yet read
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
17 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| N•••••••• P•• P•••• X• L• | buyout or unlabelled | 2026 Form D first sale | unknown | no reporting | $48.2M | Fundraising |
| N•••••••• P•• P•••• X• L• | buyout or unlabelled | 2026 Form D first sale | unknown | no reporting | $15.0M | Fundraising |
| K••••• P•••••• O••••••••• X• L• | buyout or unlabelled | 2026 Form D first sale | unknown | no reporting | $70.0M | Fundraising |
| K••••• P•••••• O••••••••• V•• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2024 first reported on Form ADV | $55.1M as of Dec 18, 2024 | no Form D | Unknown | |
| N• C••• C•••••••• F••• I• L• ADV: P•••••• Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $19.7M as of Dec 18, 2024 | no Form D | Unknown | |
| N• C••• C•••••••• F••• I• L• ADV: P•••••• Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $11.4M as of Dec 18, 2024 | no Form D | Unknown | |
| N• C••• C•••••••• F••• I•• L• ADV: P•••••• Equity Fund | Co-investment vehicle | 2022 first reported on Form ADV | $9.9M as of Dec 18, 2024 | no Form D | Early deployment | |
| K••••• P•••••• O••••••••• V• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $75.9M as of Dec 18, 2024 | no Form D | Unknown | |
| K••••• P•••••• O••••••••• I• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $35.9M as of Dec 18, 2024 | no Form D | Active deployment | |
| K••••• P•••••• O••••••••• V• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $22.5M as of Dec 18, 2024 | no Form D | Unknown | |
| K••••• P•••••• O••••••••• I•• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $13.7M as of Dec 18, 2024 | no Form D | Unknown | |
| K••••• P•••••• O••••••••• I• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $6.3M as of Dec 7, 2022 | no Form D | Wound down | |
| K••••• P•••••• O••••••••• I• L• ADV: P•••••• Equity Fund | buyout or unlabelled | 2021 first reported on Form ADV | $559,529 as of Dec 18, 2024 | no Form D | Unknown | |
| N• S•••••••• F•••••• F••• L• ADV: P•••••• Equity Fund | Fund of funds | 2019 first reported on Form ADV | $40.3M as of Dec 18, 2024 | no Form D | Harvest | |
| N•••••••• B••••• M••••••• O••••••••• F••• L••• ADV: P•••••• Equity Fund | buyout or unlabelled | unknown | $26.3M as of Feb 28, 2013 | no Form D | Wound down | |
| N• D•••••••• D••• M••••• F••• L• ADV: Hedge Fund | Credit fund | unknown | $19.2M as of Dec 18, 2024 | no Form D | Harvest | |
| P••••••••• R••••••••• M••••••• F••• L•• ADV: Hedge Fund | buyout or unlabelled | unknown | $5.0M as of Jan 15, 2019 | no Form D | Wound down |
Team
8 current, 10 former
Managing partner (1)
- J••••• V•••••• A•••• · Director, President - Equities, Chief Investment Officer - Equities · since May 1, 2006 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- A•••• K•••• B••••• · Director, Co-Chief Investment Officer - Fixed Income · since Jun 1, 2024 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••••• G•••••• W••••• · Director, Managing Director · since Jan 1, 2019 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Principal (2)
- J••• D•••••• K••••• · Director · since Apr 1, 2023 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- K•••••• M• D••••• · Director · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Vice president (1)
- M•••••• C••••• · Treasurer And Senior Vice President · since Jun 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Platform (2)
- B••• E••••• C••••• · Chief Compliance Officer - Head Of Compliance And Managing Director · since Jan 1, 2016 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- L•• A•••••• V•••• · Controller And Managing Director · since Jan 1, 2022 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
10 former (kept with end dates)
- B•••••• C••••• T••• · Director, President - Fixed Income, Chief Investment Officer - Fixed Income · Jan 1, 2004 to Jul 1, 2024 Inference
- R••••• J••• C•••• · President - Mutual Funds And Managing Director · Jan 1, 2016 to Jul 24, 2018 Inference
- A••••• A••••••• J•••••• · Director, Managing Director · Apr 1, 2009 to Jan 15, 2019 Inference
- B•••• L••• · Senior Vice President, Chief Compliance Officer · Apr 1, 2010 to Jan 4, 2016 Inference
- J•••• J• D•••••• · Chief Financial Officer, Treasurer And Senior Vice President · Jan 1, 2016 to Sep 30, 2019 Inference
- L••••••• J•• K••• · Director, Chief Operating Officer - Equities And Managing Director · Feb 1, 2013 to Dec 8, 2021 Inference
- M••••• J••••• M••••• · Managing Director, Chief Operating Officer · Mar 1, 2008 to Feb 28, 2013 Inference
- M••••• L••• S••••• · Managing Director, General Counsel · Apr 1, 2007 to Jan 4, 2016 Inference
- R••••• E•••• · Director · Jan 1, 2016 to Dec 8, 2021 Inference
- V•••••• M•••• R•••••••• · Director · May 1, 2021 to Mar 31, 2023 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
3 relationships
Placement agents (3)
- N•••••••• B••••• L•• 16 shared · very strong · last Mar 6, 2026
- R•••••• J•••• • A••••••••• I••• 1 shared · one time · last Jan 28, 2026
- U•• F•••••••• S••••••• I••• 1 shared · one time · last Jan 28, 2026
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
2 most recent
- Mar 27, 2026N•••••••• B••••• I••••••••• A••••••• L••: P•••••• Equity Funds on Form ADV 10 (2024 extract) -> 11 (roster 2026-09-01)
- Mar 30, 2012N•••••••• B••••• I••••••••• A••••••• L•• first filed Form ADV in the extract (IA)
Across the graphs
N•••••••• B••••• I••••••••• A••••••• L•• is the same institution as 3 records in Independent Sponsors, RIA and Wealth and Private Credit.
Independent Sponsors1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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