DFX Intelligence
Private Equity Intelligence
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Firms / C••••••• C•••••• G••••
C••••••• C•••••• G••••
Classification
- Class
- Candidatecandidate, confidence 40%
- Basis
- R7: admitted on 3 Private Equity Fund(s) among 7 vehicles; no rule fired
- Size band
- unsizeddefined by: no Private Equity Fund GAV on a filing from 2021 or later
Classification history (1)
- Sep 13, 2026Candidate (candidate, 40%, cls-pe-1)R7: admitted on 3 Private Equity Fund(s) among 7 vehicles; no rule fired
Regulatory footprint (Form ADV)
- Adviser type
- exempt reporting adviser
- Form ADV filings
- Dec 2, 2013 to Oct 2, 2024
- RAUM
- unknownregulatory assets under management of the adviser; not dry powder, not a fund size
- PE funds, latest filing
- 0
- PE fund GAV, latest filing
- unknownreported gross assets (Form ADV), not fund size
- All private fund GAV
- $38.5Mevery private fund type, latest filing
- 2024 PE fund GAV
- unknownsum over funds typed Private Equity Fund with a 2024 or later as-of date
- PE share of funds, lifetime
- 43%
- Fund type mix
- filed 2024-10-02, latest gav Hedge Fund $38.5M, latest counts Hedge Fund 1, lifetime distinct Hedge Fund 4, Private Equity Fund 3
- Employees
- unknown
- Headquarters
- Stamford, CT
- Office address
- 201 BROAD STREET, SUITE 500, Stamford, CT, 06901
- Business phone
- 2039141670
Stated criteria beside observed behaviour
no observed deals yet
Stated by the firm
- Sectors
- not stated or not yet read
- Geography
- not stated or not yet read
- Revenue
- not stated or not yet read
- EBITDA
- not stated or not yet read
- Enterprise value
- not stated or not yet read
- Equity check
- not stated or not yet read
- Control
- not stated or not yet read
- Thesis
- C•••••••’s family of funds include vehicles that invest in credit transactions for small and medium sized companies.
Observed from deals on record
Nothing observed yet. Behaviour is computed from transactions and portfolio relationships, which have not been collected for this firm.
Funds
6 on record
| Fund | Vehicle | Vintage | Reported gross assets (Form ADV), not fund size | GAV by year | Form D sold | Lifecycle |
|---|---|---|---|---|---|---|
| P•••••• P••• L•• ADV: Hedge Fund | buyout or unlabelled | 2020 first reported on Form ADV | $37.2M as of Jun 10, 2022 | no Form D | Early deployment | |
| C••••••• D••••••••• S••••••••• F•••• L••• ADV: Hedge Fund | buyout or unlabelled | 2020 first reported on Form ADV | $8.5M as of Apr 28, 2023 | no Form D | Unknown | |
| N•••• C••••••• L••••• ADV: Private Equity Fund | buyout or unlabelled | 2020 first reported on Form ADV | $7.0M as of Mar 30, 2020 | no reporting | no Form D | Unknown |
| C••••••• C•••••• I•• L••• ADV: Hedge Fund | buyout or unlabelled | 2019 first reported on Form ADV | $14.1M as of Apr 28, 2023 | no Form D | Harvest | |
| C••••••• C•••••• L• ADV: Private Equity Fund | buyout or unlabelled | 2016 first reported on Form ADV | $55.8M as of Mar 19, 2019 | no Form D | Wound down | |
| N•••• C•••••• L• ADV: Private Equity Fund | buyout or unlabelled | unknown | $3.1M as of Mar 27, 2017 | no Form D | Wound down |
Team
14 current, 1 former
Managing partner (6)
- A••• B••••••• · Co-Founder and President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- A••• B••••••• · Managing Member · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- A•••••••• A•••••• B•••• · Managing Member · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- C••••••••• P••• F••••••• · Managing Member · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- S•••• B•••••• R••• · Co-Founder and Senior Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- S•••• B•••••• R••• · Managing Member · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
Partner (2)
- A••• B•••• · Partner and Senior Managing Director · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- C•••• F••••••• · Partner and Portfolio Manager · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Vice president (2)
- R••• M••••••• · Senior Associate · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- R••• M••••••• · Vice President · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Analyst (1)
- R•••••• B••••• · Senior Analyst · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
Platform (3)
- D••• D••••• · Controller · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
- M•••••• C••• F••• · Chief Financial Officer · since May 1, 2021 SEC Form ADV filing data 2011 to 2024 (Schedule D 7.B.(1) private funds, Schedules A/B, 1.I websites)
- M•••••• C••• F••• · Chief Financial Officer · start date unknown Investment organization websites (team, portfolio, strategy, criteria, news)
1 former (kept with end dates)
- C••••••••• E••• G•••••••• · Chief Compliance Officer, General Counsel · May 1, 2022 to Oct 2, 2024 Inference
Portfolio
0 relationships, 0 platforms, 0 add-ons
No portfolio relationship collected for this firm yet. They arrive from the firm’s portfolio page, deal announcements and filings.
Transactions
0 on record
No transaction naming this firm has been collected yet. The deal tape is read from SEC filings and cited announcements.
Placement agents, lenders, advisers and co-investors
1 relationships
Placement agents (1)
- S••••• L••• P•••••••• L•• 3 shared · strong · last Jan 1, 2020
LP commitments
0 disclosed
No LP commitment collected yet. An LP edge needs a public disclosure with a quote, such as a pension plan’s report or an announcement naming the LP.
Events
1 most recent
- Dec 2, 2013C••••••• C•••••• G•••• first filed Form ADV in the extract (ERA)
Across the graphs
C••••••• C•••••• G•••• is the same institution as 3 records in Venture Capital, RIA and Wealth and Private Credit.
Venture Capital1RIA and Wealth1Private Credit1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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